Sarbanes-Oxley Compliance Services

USSOX対応の第一人者として長年にわたり数多くの企業を支援

プロティビティは、USSOX対応のための計画策定からその実行、及び、高度化・効率化に至るまで、何百ものお客様のUSSOX対応に関するニーズに対応してきました。

プロティビティは、US SOX対応およびCOSO(Committee of Sponsoring Organisations)の内部統制フレームワークの導入において、長年にわたりグローバルなソートリーダーとして認知されています。私たちの出版物、ベンチマーク調査、グローバルセミナーは広く認知されており、最新の規制や業界の動向に関する情報を継続的に提供しています。

Public Company Readiness – Year One SOX

Establish a roadmap to comply with SOX 404 by right sizing your SOX program and infusing leading practices to build an effective, efficient, and sustainable control framework and program.

SOX Diagnostic

Assess your SOX compliance program to rationalize your controls and validate your overall approach. Our diagnostic services build upon years of SOX compliance activities and the application of SEC and PCAOB guidance.

Ongoing SOX Compliance

Assess the effectiveness of your SOX program to ensure it adjusts to the changing needs of your organization. Conduct training and awareness for executives, process, and control owners. Establish a controls-mindset in the organization.

IT SOX

Understand how technology impacts your control environment and identify optimization opportunities by evaluating control design and operating effectiveness of application and IT general controls, as well as the impact of major technology projects (e.g., ERP implementations).

SOX Transformation & Innovation

Test faster and more accurately by leveraging our testing accelerators, proprietary data-driven control testing tools, and Control Testing and Innovation Center services, as well as our network of global delivery centers.

J-SOX

Our J-SOX compliance teams help Japanese public companies improve the efficiency of their internal controls over financial reporting process.

UK Corporate Reform

Prepare for the forthcoming UK SOX requirement through establishing internal control programs and complying with regulatory requirements.

Efficiency. Effectiveness. Sustainability.

Our Approach

Protiviti assists companies in designing SOX programs that deliver upon compliance objectives, without putting undue strain on the organization. We are experts and have years of proven SOX compliance consulting experience, working with organizations ranging from newly public to the largest global organizations. Our global network of SOX specialists continually monitors developments and changes within the landscape. Protiviti's approach includes:

Risk Assessment, Scoping & Project Management
Walkthrough & Control Design Assessment
Testing of Operating Effectiveness
Aggregation & Evaluation of Deficiencies
Monitoring and Validation of Remediation Activities
Reporting of Results to Management
External Auditor Liaison

Efficiency. Effectiveness. Sustainability.

Leadership

Andy Willis

Andy is a Managing Director at Protiviti and is a leader in Protiviti’s Internal Audit and Financial Controls practice. He has over 25 years of experience working with companies to increase the value of the internal audit function to both the organization and its ...

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Angelo Poulikakos

Angelo is a Managing Director and global leader of Protiviti’s Technology Audit & Advisory practice. His specific areas of concentration include technology risk management, cybersecurity, IT compliance, internal audit, and automation. Angelo has over 18 years of ...

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Key Partners

We partner with leading software companies to provide direction in the realm of SOX compliance consulting and deliver an automated testing approach with speed and convenience.