Regulatory Compliance Regulatory Compliance consulting services help you manage today’s risks to build future success. Today organizations face disruptive technologies, shifting regulatory pressures, evolving customer expectations, and the constant demand to improve economic returns. Navigating these complexities requires innovation and a strong approach to managing compliance risks.The regulatory landscape is dynamic, and the push for cost efficiency only heightens the challenge of achieving sustainable, profitable growth.Protiviti’s regulatory compliance team brings a blend of experience and fresh thinking through a unique mix of consulting talent combined with former industry professionals, including risk and technology executives, commercial and consumer lenders, compliance professionals, and financial regulators.Protiviti provides regulatory compliance services to help you confidently navigate complex requirements, reduce risk, and build programs that support your business goals. Whitepaper December 1, 2025 16 min read Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory cycles—and the transitions between them. Regardless of the cycle, regulators have traditionally focused on certain priorities with relative consistency. Read More Our Regulatory Compliance Consulting Services Pro Rightmark Square Compliance Risk Management Optimize and automate procedures using data and analytics for forward-looking, predictive controls, applying regulatory compliance expertize for more efficient responses to enforcement actions or issues to allow your business to focus on growth and innovation. Pro Screen System Integration Consumer Protection We combine world-class consumer compliance expertize, hands on experience as former chief compliance officers and regulators, and proven methodologies to address your consumer compliance needs through compliance program management, regulatory reviews, consent and remediation support, and operations support. Pro Document Consent Financial Crime Compliance Protiviti offers a multi-dimensional set of solutions to help you fight financial crime while staying in sync with regulatory changes. We collaborate to promote knowledge and skill transfers so your teams can leverage our delivery model, where impactful solutions can lead to lean and efficient operations. Pro Briefcase Regulatory Remediation Aggregate and improve the quality of existing tools, technologies, and capabilities to effectively address regulatory actions. Our team responds to regulatory requests in an agile and efficient way, enabling you to drive business growth and innovation. Pro Building office Compliance Transformation Design a target operating model that brings together a vision for people, processes, and technology to enable your business strategy. We help you build the capacity to transform by establishing a culture that drives shared responsibility and innovation. Pro Document Folder Anti-money laundering (AML) compliance Protiviti provides a wide variety of consultative services and AML solutions designed to assist organizations in all aspects of AML/Combating the Financing of Terrorism (CFT) compliance, in addition to conducting transaction monitoring, and Know Your Customer (KYC) reviews. Manage the risks of today while positioning you to meet the challenges of tomorrow Our Approach We help companies optimize resources and design compliance risk management programs that are efficient, innovative, and tech-enabled so regulatory risk is covered across your organization.In a dynamic market, you need a regulatory compliance consulting partner that can manage the risks of today while positioning you to meet the challenges of tomorrow.We help you:Identify, align, and integrate key risk and performance indicators to business objectives and processes so that you can effectively manage riskFoster a culture of regulatory compliance so that you can factor in risk throughout your business—from product development, marketing, and sales, to underwriting, pricing, and servicing, as well as third-party risk, complaint, and issues managementDevelop effective compliance management systems and solutions grounded in data analytics and built on efficient and agile technology platformsEstablish, evaluate, monitor, and test for fair and responsible financial servicesEffectively manage or prepare for regulatory inquiries and exams or related matters requiring attention, and to respond successfully to enforcement actions and consent orders when neededDetermine how to best leverage resources that promote success and enable innovation Technology Modernization: protecting your business, reducing costs and remaining compliant In a world marked by unpredictable geopolitical forces, rapid technological advances, shifting employee and customer sentiments and evolving regulations, businesses face constant disruption. Leaders must modernize while reducing costs, avoiding outages and ensuring compliance with regulations and standards.Our framework, built on Ardoq technology, helps organizations reimagine their approach to understanding the intricate connections between business and underlying technologies. We help you transform your organization by connecting business activities to operational processes and databases to drive meaningful change. Perspectives on Global Sanctions Landscape Learn More Featured insights PODCAST Risky Women Podcast | Compliance Priorities for 2026 2 min read Dive into top compliance priorities for 2026 — the most unpredictable year yet — with our latest episode, where we explore the evolving landscape of regulatory priorities. Join Kimberley Cole and industry experts Bernadine Reese and Carol Beaumier... WHITEPAPER Compliance Priorities for 2026: The Most Unpredictable Year Yet 16 min read With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory cycles—and the transitions between them. Regardless of the cycle, regulators have traditionally focused... PODCAST Risky Women Podcast | Leading Global Teams & Managing with Impact: Christine Lowthian 2 min read In this episode of Risky Women Radio, Christine Lowthian, head of regulatory compliance at HSBC, shares insights on her career journey and the importance of seizing opportunities and building a supportive network. She highlights her experience... SURVEY Top Risks 2026: Executive Perspectives & Growth Opportunities 8 min read Protiviti Top Risks Report 2026 shares executive insights on Gen AI, agentic AI, cyber threats and economic risks. BLOG Calmer Audits, Higher Bar — 2025 SOX Compliance Trends and Update 6 min read Thus far in 2025, filers have seen far fewer last-minute audit requests than in previous years, yet regulators continue to focus on and expect more in familiar hot spots. A recent informal Sarbanes-Oxley Act (SOX) compliance poll[1] of audit and... WHITEPAPER Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC 18 min read The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity, customer demand, low-cost global payment capability, and the oft-expressed FOMO (fear of missing out),... Previous Article Pagination Next Article Quantum computing helps financial services organization improve portfolio optimization A joint team of quantum computing engineers and financial analysts at this industry leader in digital financial services, led by a forward-thinking CIO, knew they wanted to take advantage of quantum computing to solve unique challenges that could not be handled with classical computing alone. Read more Leadership Matthew Moore Matt is a managing director and global leader of Protiviti’s Risk & Compliance practice. He has extensive experience advising clients in matters related to risk management, regulatory compliance, corporate governance and internal controls. Matt helps his ... Learn More Thomas Giltrow Tom Giltrow is a Managing Director and leader of Protiviti’s Regulatory Compliance practice, where he specializes in assisting financial service companies in managing all types of compliance risk, from compliance program and process design to compliance audits and ... Learn More Frequently Asked Question + EXPAND ALL What is regulatory compliance consulting? + Regulatory compliance consulting helps organizations understand and meet complex legal, regulatory, and industry requirements. Consultants provide frameworks, assessments, and strategies to reduce compliance risk and avoid penalties. Why is regulatory compliance important? + Regulatory compliance ensures your organization operates within legal and ethical boundaries, protects reputation, and avoids costly fines or operational disruptions. How do technology solutions support compliance? + Technology enables real-time monitoring, automated reporting, and data analytics to identify compliance gaps and reduce risk exposure.
