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Regulation

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The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organization.

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Compliance Insights

Whitepaper

June 18, 2026
21 min read

Navigating 2026 Compliance Priorities: A Midyear Reality Check

As we set out to forecast this year’s compliance priorities, we characterized 2026 as the most unpredictable year in our experience. That view was driven by a convergence of forces: the profound transformation underway across the financial services industry, and shifting governmental and regulatory priorities.At midyear, our assessment is holding. The year remains...
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What matters most right now in regulation and compliance?

BLOG July 17, 2026
5 min read

NYDFS Part 500 Cybersecurity Regulation and Audit Approach

The New York Department of Financial Services (NYDFS), New York state’s financial services regulator, issued regulation 23 NYCRR Part 500 (Part 500)...
PODCAST July 10, 2026
2 min read

Risky Women Podcast | Navigating 2026 Compliance Priorities: A Mid-year Reality Check

Welcome back to Risky Women Radio, near the midpoint of 2026. If you’ve spent the last few months celebrating whispered promises of regulatory ...
BLOG June 10, 2026
4 min read

Third-Party Exit Planning: Prepare for the Worst, Plan for Control

Exit planning has become a critical element of the third-party risk management lifecycle as organizations contend with a rapidly evolving threat...
INSIGHTS PAPER May 7, 2026
2 min read

The Model Has Changed — How Banking Organizations Should Respond

Explore model risk management regulatory guidance from the 2026 update, emphasizing principles-based oversight for evolving banking organizations.
BLOG July 17, 2026
5 min read

NYDFS Part 500 Cybersecurity Regulation and Audit Approach

The New York Department of Financial Services (NYDFS), New York state’s financial services regulator, issued regulation 23 NYCRR Part 500 (Part 500)...
PODCAST July 10, 2026
2 min read

Risky Women Podcast | Navigating 2026 Compliance Priorities: A Mid-year Reality Check

Welcome back to Risky Women Radio, near the midpoint of 2026. If you’ve spent the last few months celebrating whispered promises of regulatory ...
BLOG June 10, 2026
4 min read

Third-Party Exit Planning: Prepare for the Worst, Plan for Control

Exit planning has become a critical element of the third-party risk management lifecycle as organizations contend with a rapidly evolving threat...
INSIGHTS PAPER May 7, 2026
2 min read

The Model Has Changed — How Banking Organizations Should Respond

Explore model risk management regulatory guidance from the 2026 update, emphasizing principles-based oversight for evolving banking organizations.

What are risk and compliance leaders focused on today?

NEWSLETTER August 13, 2026
2 min read

AI in the Boardroom: 10 Questions … and Answers

Explore AI Governance for Boards with practical answers to 10 critical questions on oversight, risk, ROI and governance to help directors lead AI...
INSIGHTS PAPER August 6, 2026
6 min read

ASU 2024-03 (DISE): An Important SEC Disclosure Change with Enterprisewide Implications

Understand SEC disclosure requirements under ASU 2024-03 DISE and learn how finance leaders can strengthen reporting, controls, and data readiness.
NEWSLETTER July 10, 2026
2 min read

The talent advantage: Does your organization have it?

Gain a talent advantage by aligning workforce strategy with business goals. Learn six board-level expectations for building a future-ready workforce.
RESEARCH GUIDE April 29, 2026
153 min read

Guide to AI Governance – Frequently Asked Questions

Learn more about AI governance frameworks, risks, ROI, compliance and enterprise strategy. Explore key insights in this AI Governance FAQs guide for...
NEWSLETTER August 13, 2026
2 min read

AI in the Boardroom: 10 Questions … and Answers

Explore AI Governance for Boards with practical answers to 10 critical questions on oversight, risk, ROI and governance to help directors lead AI...
INSIGHTS PAPER August 6, 2026
6 min read

ASU 2024-03 (DISE): An Important SEC Disclosure Change with Enterprisewide Implications

Understand SEC disclosure requirements under ASU 2024-03 DISE and learn how finance leaders can strengthen reporting, controls, and data readiness.
NEWSLETTER July 10, 2026
2 min read

The talent advantage: Does your organization have it?

Gain a talent advantage by aligning workforce strategy with business goals. Learn six board-level expectations for building a future-ready workforce.
RESEARCH GUIDE April 29, 2026
153 min read

Guide to AI Governance – Frequently Asked Questions

Learn more about AI governance frameworks, risks, ROI, compliance and enterprise strategy. Explore key insights in this AI Governance FAQs guide for...

What’s new on The Protiviti View blog?

Blog July 17, 2026

NYDFS Part 500 Cybersecurity Regulation and Audit Approach
The New York Department of Financial Services (NYDFS), New York state’s financial services regulator, issued regulation 23 NYCRR Part 500 (Part 500) in March 2017. It was a landmark cybersecurity regulation intended to address the increasing frequency and sophistication of cyber threats targeting financial…
Blog July 30, 2026

The Three Pillars of Trustworthy AI — and Why Most Organizations Aren’t Ready

AI is no longer a future consideration. It is already embedded across operations, from customer interaction and compliance monitoring to software development…
Blog June 10, 2026

Third-Party Exit Planning: Prepare for the Worst, Plan for Control

Exit planning has become a critical element of the third-party risk management lifecycle as organizations contend with a rapidly evolving threat landscape and…
Blog May 21, 2026

One view of risk: Why sustainability risks belong in enterprise risk management

Over the past several years, sustainability considerations have shifted steadily from the periphery of corporate responsibility programs into the center of…

Practical guidance for risk, compliance and resilience

Guide to Public Company Transformation: Frequently Asked Questions

A guide to public company readiness, helping organizations prepare for the governance, operational and regulatory demands of going public.

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Guide to AI Governance – Frequently Asked Questions

A practical guide to AI governance, helping leaders address risk, accountability, compliance and value creation as AI adoption expands across the enterprise.

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FAQ Guide on the Use of AI for Financial Crime Compliance

A practical guide to AI in financial crime compliance, helping organizations improve detection, address risk and navigate evolving regulatory requirements.

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Guide to business continuity & resilience

A practical guide to business continuity management, helping organizations strengthen resilience, mitigate disruptions and maintain operations amid evolving risks.

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Explore additional thinking on risk and compliance

  • All Insights

Governing Invisible AI with ServiceNow AI Control Tower

BLOG

7 min read

Building a resilient, future-ready online-safety compliance function

INSIGHTS PAPER

4 min read

CMMC Phase II Suspension: Facts vs. Fiction

INSIGHTS PAPER

7 min read

COSO’s guiding principles for board oversight: Why directors should care

NEWSLETTER

2 min read

An SEC Sea Change? Proposed Amendments Could Reshape the Public Company Landscape

FLASH REPORT

12 min read

One view of risk: Why sustainability risks belong in enterprise risk management

BLOG

5 min read

Near-Term Risk Outlook: Directors vs. Management

NEWSLETTER

2 min read

California signals it is serious on climate reporting: New rules, firm deadlines, and what companies should do now

BLOG

6 min read

AMLA May Not Be Your Supervisor – but It Is Redefining Your Risk

BLOG

5 min read

Risky Women Radio | Back to Basics in a Deepfake World With Jean Chung

PODCAST

2 min read

Operational Resilience: FCA Insights and Observations One Year On

BLOG

4 min read

AI Oversight: A Board Governance Imperative

NEWSLETTER

2 min read

Insights on the Global Compliance Landscape

Learn more

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