Regulation Collection The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organization. Sign up for our insights Whitepaper December 1, 2025 16 min read Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory cycles—and the transitions between them. Regardless of the cycle, regulators have traditionally focused on certain priorities with relative consistency. Read more Featured Insights WHITEPAPER November 26, 2025 2 min read The NYDFS Part 500 Cybersecurity Audit Requirement As cyber threats grow ever more sophisticated and relentless, New York’s financial institutions face heightened regulatory expectations under NYDFS... IN FOCUS November 4, 2025 7 min read How NYDFS’s 2025 Guidance Elevates Third-Party Service Provider Oversight and Cybersecurity Standards On October 21, 2025, the New York State Department of Financial Services (NYDFS) released updated guidance that significantly clarifies and elevates... WHITEPAPER October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity,... WHITEPAPER March 31, 2025 17 min read The Survival Guide for Chief Compliance Officers in Uncertain Times Chief Compliance Officers (“CCOs”) are facing uncertain times due to a combination of factors that challenge the stability and predictability of their... Previous Article Pagination Next Article WHITEPAPER November 26, 2025 2 min read The NYDFS Part 500 Cybersecurity Audit Requirement As cyber threats grow ever more sophisticated and relentless, New York’s financial institutions face heightened regulatory expectations under NYDFS... IN FOCUS November 4, 2025 7 min read How NYDFS’s 2025 Guidance Elevates Third-Party Service Provider Oversight and Cybersecurity Standards On October 21, 2025, the New York State Department of Financial Services (NYDFS) released updated guidance that significantly clarifies and elevates... WHITEPAPER October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity,... WHITEPAPER March 31, 2025 17 min read The Survival Guide for Chief Compliance Officers in Uncertain Times Chief Compliance Officers (“CCOs”) are facing uncertain times due to a combination of factors that challenge the stability and predictability of their... Compliance Transformation WHITEPAPER December 1, 2025 16 min read Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory... BLOG October 29, 2025 6 min read Calmer Audits, Higher Bar — 2025 SOX Compliance Trends and Update Thus far in 2025, filers have seen far fewer last-minute audit requests than in previous years, yet regulators continue to focus on and expect more in... BLOG September 18, 2025 7 min read AI at the Crossroads of Online Safety: Reimagining Trust, Compliance and Global Protection Strategies The rise of AI is redefining the trust and safety dynamics within digital ecosystems, challenging existing frameworks. Why it matters: Companies face... INSIGHTS PAPER March 21, 2025 9 min read ISO 20022 Compliance Countdown The new global messaging standard ISO 20022 provides a unified language for electronic data interchange between financial institutions. It is intended... Previous Article Pagination Next Article WHITEPAPER December 1, 2025 16 min read Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory... BLOG October 29, 2025 6 min read Calmer Audits, Higher Bar — 2025 SOX Compliance Trends and Update Thus far in 2025, filers have seen far fewer last-minute audit requests than in previous years, yet regulators continue to focus on and expect more in... BLOG September 18, 2025 7 min read AI at the Crossroads of Online Safety: Reimagining Trust, Compliance and Global Protection Strategies The rise of AI is redefining the trust and safety dynamics within digital ecosystems, challenging existing frameworks. Why it matters: Companies face... INSIGHTS PAPER March 21, 2025 9 min read ISO 20022 Compliance Countdown The new global messaging standard ISO 20022 provides a unified language for electronic data interchange between financial institutions. It is intended... Financial Crime WHITEPAPER October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity,... WHITEPAPER January 13, 2025 12 min read Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions In a rapidly changing geopolitical landscape, Protiviti's latest entry in our Sanctions Series outlines key sanction developments from 2024 and what... BLOG May 13, 2025 4 min read Slimmed-Down CFPB Scales Back Regulatory Priorities, Shifts Focus Back to Big Banks The big picture: The Consumer Financial Protection Bureau has reprioritized its focus amid political scrutiny. Reduced examinations: The CFPB will... RESEARCH GUIDE November 25, 2024 31 min read FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of... Previous Article Pagination Next Article WHITEPAPER October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity,... WHITEPAPER January 13, 2025 12 min read Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions In a rapidly changing geopolitical landscape, Protiviti's latest entry in our Sanctions Series outlines key sanction developments from 2024 and what... BLOG May 13, 2025 4 min read Slimmed-Down CFPB Scales Back Regulatory Priorities, Shifts Focus Back to Big Banks The big picture: The Consumer Financial Protection Bureau has reprioritized its focus amid political scrutiny. Reduced examinations: The CFPB will... RESEARCH GUIDE November 25, 2024 31 min read FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of... Insights on the Global Compliance Landscape Learn more Content Collections Audit & Risk Management Collection Protiviti leaders and subject-matter experts from around the world provide insights on key issues facing organizations in our dynamic, challenging and competitive global business climate. Our world-class internal audit and risk assessment experience provides a wealth of information and data to help you meet future challenges. Read More Finance & Operations Collection The role of finance and operation executives is evolving to keep pace with the changing demands of customers and technology. Our finance and operations collection compiles global perspectives to help leaders become a forward-thinking, strategic partner to the business. Read More Financial Services Industry Collection Technology is rapidly evolving and digital adoption accelerating. Regulatory obligations are increasing in scope, rigor and complexity. Global events continue to challenge business, exacerbating existing and exposing new risks. Organizations across the financial services industry are facing demanding customer… Read More
