Sarbanes-Oxley Compliance (SOX)
Leading experts in SOX Compliance. It’s what we do every day.
We have served hundreds of clients with their SOX compliance needs that range from program builds to turn-key execution, to rationalization and transformation.
Protiviti has been a long standing and recognized global thought leader in SOX and Committee of Sponsoring Organizations (COSO) compliance. Our publications, benchmarking studies and global seminars are widely recognized in the marketplace and continually provide the latest regulatory and industry trends. Our clients benefit by having access to leaders with deep industry and subject matter expertise for whom SOX compliance is a principal focus.
Sarbanes-Oxley (SOX)
Public Company Readiness – Year One SOX
Establish a roadmap to comply with SOX 404 by right sizing your SOX program and infusing leading practices to build an effective, efficient, and sustainable control framework and program.
SOX Diagnostic
Assess your SOX compliance program to rationalize your controls and validate your overall approach. Our diagnostic services build upon years of SOX compliance activities and the application of SEC and PCAOB guidance.
Ongoing SOX Compliance
Assess the effectiveness of your SOX program to ensure it adjusts to the changing needs of your organization. Conduct training and awareness for executives, process, and control owners. Establish a controls-mindset in the organization.
IT SOX
Understand how technology impacts your control environment and identify optimization opportunities by evaluating control design and operating effectiveness of application and IT general controls, as well as the impact of major technology projects (e.g., ERP implementations).
SOX Transformation & Innovation
Test faster and more accurately by leveraging our testing accelerators, proprietary data-driven control testing tools, and Control Testing and Innovation Center services, as well as our network of global delivery centers.
Efficiency. Effectiveness. Sustainability.
Our Approach
Protiviti assists companies in designing SOX programs that deliver upon compliance objectives, without putting undue strain on the organization. We are experts and have years of proven SOX experience, working with organizations ranging from newly public to the largest global organizations. Our global network of SOX specialists continually monitors developments and changes within the landscape. Protiviti's approach
- Risk Assessment, Scoping & Project Management
- Walkthrough & Control Design Assessment
- Testing of Operating Effectiveness
- Aggregation & Evaluation of Deficiencies
- Monitoring and Validation of Remediation Activities
- Reporting of Results to Management
- External Auditor Liaison
Efficiency. Effectiveness. Sustainability.
Leadership
Keith Kawashima is a Managing Director and has over 30 years of experience in finance and accounting including 20+ years with Protiviti / Arthur Andersen's Internal Audit practice and 10+ years industry experience in both Finance and Operations prior to joining ...
Brad is the Chicago Market and Central Region leader of Protiviti’s Internal Audit and Financial Advisory practice. He is also the Central Region lead for our Public Company Transformation practice. Brad brings 25 years of experience in public accounting, internal audit ...
Key Partners
We partner with leading software companies to provide direction and deliver an automated testing approach with speed and convenience.
We partner with leading software companies to provide direction and deliver an automated testing approach with speed and convenience.
