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  • Podcast

    July 11, 2025
    Risky Women Podcast | 2025 Top Compliance Priorities Mid-Year Check-In
    Kimberley Cole welcomes the dynamic duo of Carol Beaumier and Bernadine Reese from Protiviti for an engaging mid-year check-in on compliance predictions for 2025. With the ever-evolving landscape of risk regulation, they dive into pressing topics like the rapid rise of artificial intelligence, the complexities of financial crime, and the importance of operational resilience. Get ready for an…

  • Client Story

    October 28, 2025
    One A&D Leader’s Strategic Risk Approach to S/4HANA SoD Remediation
    A leading aerospace and defense organization faced a critical challenge during its SAP S/4HANA implementation: excessive user access and unresolved segregation of duties (SoD) conflicts. These issues emerged due to compressed project timelines and competing priorities during the system’s go-live. Despite initial plans to deploy a robust user access management process and remediate security roles…

  • In Focus

    November 4, 2025
    How NYDFS’s 2025 Guidance Elevates Third-Party Service Provider Oversight and Cybersecurity Standards
    On October 21, 2025, the New York State Department of Financial Services (NYDFS) released updated guidance that significantly clarifies and elevates expectations for how regulated financial entities manage cybersecurity risks tied to third-party service providers (TPSPs). Building on Section 500.11 of the NYDFS Cybersecurity Regulation (Part 500), this guidance outlines a comprehensive, lifecycle…

  • Whitepaper

    November 18, 2025
    Setting the 2026 Audit Committee Agenda
    As organizations grapple with rapid technological change, evolving regulations, and increasing risks in areas like AI, cybersecurity, and data privacy, audit committees are being called on to broaden their view of enterprise risk and governance. With oversight responsibilities growing in both scope and complexity, this whitepaper reveals the nine critical priorities that will define effective…

  • Insights paper

    November 18, 2025
    Audit Committee Self-Assessment Guide: Key Questions for 2026
    Effective audit committees continuously evaluate their roles, responsibilities, and performance to drive improvement. Our Audit Committee Self-Assessment Questions are designed to help guide committees in their evaluation.These questions are illustrative and do not purport to cover every topic the committee should consider, nor are they intended to be a one-size-fits-all approach that applies to…

  • Whitepaper

    November 26, 2025
    The NYDFS Part 500 Cybersecurity Audit Requirement
    As cyber threats grow ever more sophisticated and relentless, New York’s financial institutions face heightened regulatory expectations under NYDFS Part 500—anchored by a rigorous cybersecurity audit requirement for large entities. This mandate is not just about compliance; it’s an opportunity to strengthen resilience and build lasting trust in an increasingly digital financial ecosystem. NYDFS…

  • Whitepaper

    December 1, 2025
    Compliance Priorities for 2026: The Most Unpredictable Year Yet
    With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory cycles—and the transitions between them. Regardless of the cycle, regulators have traditionally focused on certain priorities with relative consistency.

  • Podcast

    December 2, 2025
    Risky Women Podcast | Leading Global Teams & Managing with Impact: Christine Lowthian
    In this episode of Risky Women Radio, Christine Lowthian, head of regulatory compliance at HSBC, shares insights on her career journey and the importance of seizing opportunities and building a supportive network. She highlights her experience leading global teams, particularly in commercial banking and the U.S., and the challenges of managing multicultural teams. Lowthian stresses the role of…

  • Insights paper

    March 24, 2026
    Finance to the Defense and Aerospace Industry: The Sanctions Risk Assessment Model as a Strategic Lever for Risk Management
    Leverage the sanctions risk assessment model to strengthen strategic risk management in the defense and aerospace industry amid evolving regulatory demands.

  • Whitepaper

    March 26, 2026
    Where fraud meets compliance: Building a stronger line of defense
    Efforts by the financial services industry to merge the management of fraud and compliance risk — particularly, but not exclusively, anti-money laundering (AML) risk — have been evolving over the last quarter century. There are examples, frequently unsuccessful, from the early 2000s of financial institutions — from traditional banks to insurance companies — that sought to integrate their fraud…
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