Disruptive technologies, evolving customer loyalty, and pressure to enhance economic returns, define just some of the challenges financial services organizations need to overcome by innovating and managing risks in order to succeed over the next decade. The dynamic regulatory landscape and increased emphasis on cost reduction only adds to the complexity of financial services organizations achieving profitable growth.
Protiviti’s global financial services team brings a blend of proven experience and fresh thinking through a unique 50/50 mix of “home grown” talent combined with former industry professionals, including risk and technology executives, commercial and consumer lenders, compliance professionals and financial regulators.
As a major global consultancy, we have served more than 75% of the world’s largest banks, many of the largest and mid-sized brokerage and asset management firms, as well as a significant majority of life as well as property and casualty insurers, solving our clients issues across all three lines of defense of the business to meet the challenges of the future, today.
Countdown checklist to compliance with FinCEN's Customer Due Diligence Rule (First published in Thomson Reuters Regulatory Intelligence on 8th May, 2018)
A global thought leadership project produced in conjunction with: Appway, Broadridge, Cisco, eToro, J.P. Morgan Asset Management, Oracle, Protiviti, Sapient Consulting, and Vauban Group.
Risk Management and Compliance functions need to engage and guide the business towards innovative yet compliant solutions.
Protiviti Managing Directors Adam Hamm, John Rao and Scott Laliberte share their expert opinion on the latest regulatory and cyber-related challenges facing insurers today.