SIFMA IAS Annual Conference

SIFMA IAS Annual Conference

Protiviti is proud to sponsor and speak at the 2019 SIFMA Internal Auditors Society (IAS) Annual Conference where attendees will examine how securities industry internal audit, risk management and compliance leaders are evolving in response to constant change and uncertainty. The 2019 program will address how our professions are evolving and will focus on topics such as innovation through automation, cybersecurity, audit methodologies, regulatory focus and the fundamentals of running an effective internal audit program.

Session 1: Breakout Session: Op Risk Analytics
Monday, October 28 | 10:50 – 11:40 a.m. EST

This session will examining the correlation between risk indicators and what is actually occurring in the business.


Director and Head of Infrastructure, Governance and Risk Advisory, Operational Risk Management
Credit Suisse


Head of Operational Risk
Chief Operational Risk Officer
Raymond James & Associates
Director, Deputy Chief Auditor US
Managing Director, US Operational Resilience Lead, Risk & Compliance


Session 2: Breakout Session: Business Resiliency
Tuesday, October 29 | 11:10 a.m. – 12:00 p.m. EST
Internal auditors have a unique view into all aspects of business operations, including structures, programs and plans designed to promote business continuity. Auditors have traditionally reviewed risk management plans, including disaster recovery and crisis management and communication programs, however auditing resilience at a program level has always been challenging.
Join Protiviti’s Douglas Wilbert and Carl Hatfield as they discuss the new future of operational resilience for internal auditing and examine critical business services and functions through the lens of improving resilience.
Managing Director,
Managing Director
JPMorgan Chase & Co.
Enterprise Resiliency Office Global Head of Strategy & Regulatory
BNY Mellon
Managing Director, US Operational Resilience Lead, Risk & Compliance


For more information on Operational Resilience, visit


Register Now


Protiviti Event
27 Oct 2019 to 30 Oct 2019
08:00 AM to 05:00 PM EDT
Edec Roc 4525
Collins Avenue
Miami Beach, FL 33140
United States
Event Role
Sunday, October 27, 2019 - 8:00am to Wednesday, October 30, 2019 - 5:00pm