SIFMA IAS Annual Conference

Protiviti is proud to sponsor and speak at the 2019 SIFMA Internal Auditors Society (IAS) Annual Conference where attendees will examine how securities industry internal audit, risk management and compliance leaders are evolving in response to constant change and uncertainty. The 2019 program will address how our professions are evolving and will focus on topics such as innovation through automation, cybersecurity, audit methodologies, regulatory focus and the fundamentals of running an effective internal audit program.

Session 1: Breakout Session: Op Risk Analytics

Monday, October 28 | 10:50 – 11:40 a.m. EST

This session will examining the correlation between risk indicators and what is actually occurring in the business.

Moderator:

Nicola Short

Director and Head of Infrastructure, Governance and Risk Advisory, Operational Risk Management

Credit Suisse

Speaking:

Rich Aiello

Head of Operational Risk

E*Trade

Steve Erickson

Chief Operational Risk Officer

Raymond James & Associates

Seth Morgan

Director, Deputy Chief Auditor US

Scotiabank

Douglas Wilbert

Managing Director, US Operational Resilience Lead, Risk & Compliance

Protiviti

Session 2: Breakout Session: Business Resiliency

Tuesday, October 29 | 11:10 a.m. – 12:00 p.m. EST

Internal auditors have a unique view into all aspects of business operations, including structures, programs and plans designed to promote business continuity. Auditors have traditionally reviewed risk management plans, including disaster recovery and crisis management and communication programs, however auditing resilience at a program level has always been challenging.

Join Protiviti’s Douglas Wilbert and Carl Hatfield as they discuss the new future of operational resilience for internal auditing and examine critical business services and functions through the lens of improving resilience.