SIFMA C&L Society Conference

SIFMA C&L Society Conference

SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This seminar provides a unique opportunity for industry leaders and regulators to gather for three days of information sharing, networking and collaboration.

Protiviti Director, Tom McQuade will participate in an industry panel focusing on cross over issues between the bank and broker-dealer and particularly impact of bank regulations on the offering of bank products through the broker-dealer channels.

Speaker

Director,
Protiviti

 

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Event
Date
24 Mar 2019 to 27 Mar 2019
Time
09:00 AM to 06:00 PM MDT
Location
JW Marriott Phoenix Desert Ridge
5350 East Marriott Drive
Phoenix, AZ 85054
United States
Event Role
Finance and Accounting
Sunday, March 24, 2019 - 9:00am to Wednesday, March 27, 2019 - 6:00pm
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