SIFMA’s Internal Audit Society Regulatory Conference
Protiviti is proud to be the gold sponsor of SIFMA’s Internal Auditors Society first annual Regulatory Conference which will bring together financial service professionals and industry practitioners to hear about new developments and priorities. Topics to be discussed are AML, Sanctions and Testing, Compliance Risk Assessments and a Regulatory Update panel.
Protiviti is one of SIFMA’s 10 Premium Associate Members. Through this enhanced level of participation, we actively engage with SIFMA committees and working groups, share insights and expertise on crucial industry developments, speak at conferences and events, and contribute to SIFMA’s advocacy efforts for effective and resilient capital markets.
SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. On behalf of the industry’s nearly 1 million employees, they advocate on legislation, regulation and business policy, affecting retail and institutional investors, equity and fixed income markets and related products and services. SIFMA serves as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. They also provide a forum for industry policy and professional development. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA).