IIA FSAC - Hot Topics in Compliance: Consumer Protection

IIA FSAC - Hot Topics in Compliance: Consumer Protection

The Consumer Financial Protection Bureau (CFPB) may be re-evaluating its mission and rules but financial institutions should not view their actions as a lessening of future regulation and oversight. Consumer protection will continue to be a priority for regulatory agencies at the federal, state and local level. Please join us as we examine the current regulatory landscape for consumer protection and dive deeper into the scrutiny surrounding sales practices, UDAAP, and other issues.

Learning Objectives

Attendees will:

  • Understand recent regulatory developments to date at the CFPB and impacts of these developments on their role as internal auditors.
  • Learn what regulators are focusing on as it relates to appropriate sales practices and incentive performance programs.
  • Learn best practices for managing UDAAP requirements and related activities.

Event Information

Date: Thursday, May 3, 2018
Course Duration: 2 hours

Speakers

Managing Director,
Protiviti
Renee-Perez_Protiviti-100x100
Director,
Protiviti
Director,
Protiviti

CPE Credits Offered: 2

Registration is open to IIA members only!

 

Corporate Citizenship Report
Date
3 May 2018
Time
02:00 PM to 04:00 PM EDT
Location
United States
Event Type
Thursday, May 3, 2018 - 2:00pm to 4:00pm