The Year Ahead in AML

The Year Ahead in AML

Protiviti will be speaking at the following event hosted by Arnold & Porter and the Institute of International Bankers.

Please join us for an evening of discussion, information sharing, networking, and cocktails.

The financial services regulatory agencies have signaled that BSA/AML and sanctions compliance continue to be among their areas of focus in the coming year, and costs arising out of corrective actions and enforcement proceedings continue to rise. As financial institutions develop and implement new and innovative approaches to compliance to meet the expectations of new and existing regulations, the agencies have emphasized their ongoing focus on a risk-based approach to supervision of this area.

We will provide insights on the year ahead and the steps that financial institutions should be taking to address AML and sanctions risks and navigate their next examinations.

Topics will include

Agency-by-agency review of BSA/AML/OFAC compliance focus areas (DOJ, OCC, FRB, FDIC, FINRA, SEC, DFS)

Lessons learned from recent bank and broker dealer examinations and enforcement actions

OFAC’s new reporting requirements

Changes in the sanctions landscape and the impact of Iran

Supervisory concerns and considerations for your next examination

Importance of data quality of financial crimes and money laundering investigations

A review of enforcement trends and predictions for the year ahead

The outlook for legislative reform and the impact of the 2020 election


Carol Beaumier, Protiviti​

Richard M. Alexander, Arnold & Porter

Christopher L. Allen, Arnold & Porter

Marcus A. Asner, Arnold & Porter

Daniel M. Hawke, Arnold & Porter

Tal R. Machnes, Arnold & Porter

Michael A. Mancusi, Arnold & Porter

Kevin M. Toomey, Arnold & Porter

Erik Walsh, Arnold & Porter

Charles Yi, Arnold & Porter

Magali Langhorne, Federal Reserve Bank of New York

Briget Polichene, Institute of International Bankers​

We look forward to having you join us.

Please contact Kaitlyn Knause for details.

19 Feb 2020
04:00 PM to 08:00 PM PST
United States
Wednesday, February 19, 2020 - 4:00pm to 8:00pm