Results for Search Submit Filter by: Advanced Filter All results Solutions Industry People Client Story Insights/Blogs Filter Blog June 8, 2021 Risky Women Radio: Diane Minunni Callan From TD Bank on Pace of Change, Compliance Bots, and Why a Career in Risk Is Indefinitely Rewarding As the host of a recent episode on the Risky Women Radio, a podcast series, I had the pleasure to speak with Diane Minunni Callan, leader of TD Bank's enterprise corporate office compliance program. Ms. Callan is responsible for leading TD Bank’s ongoing development of the corporate office function’s compliance programs. She’s also responsible for compliance's regulatory change management process… Blog June 9, 2021 Securing Skilled Talent Now and in the Future Requires Manufacturing and Distribution Companies to Evolve Their Human Capital Management Approach Manufacturing and distribution (M&D) leaders across the globe are focused on positioning their companies to compete in a post-pandemic recovery and keep pace with the accelerating transition to Industry 4.0. But as they do, many worry that a long-standing, industrywide issue could hold their business back: the struggle to hire and retain skilled talent. In the latest top-risks survey… Blog June 11, 2021 Podcast: Future of Analytics – Empowering Intelligent Decision Making The current and future state of risk analytics is bedrock to empowering the compliance function’s forward-looking agenda. With the evolution of enterprise risks, advancements in analytics, and the ever-morphing regulatory landscape, compliance can be transformed by being further data driven, and monetize the deployment of advanced analytics in empowering intelligent decision-making and risk… Blog June 16, 2021 Rising SOX Compliance Hours and Costs Underscore Need for Technology Enablement, Finds New Protiviti Survey Protiviti’s twelfth annual Sarbanes-Oxley (SOX) Compliance Survey finds that 65% of respondents who reported an increase in their SOX compliance hours said those hours increased by more than 10% over the prior year. Rising SOX compliance hours coupled with the COVID-19 pandemic accelerated the continued need to deploy technology and automation within compliance processes as well as look for… Blog January 14, 2020 A Rise in Collaboration Between Internal Audit and IT Is a Welcome Trend In mid-October, Protiviti and ISACA released the 2019 Global IT Audit Benchmarking Study, for which we surveyed more than 2,200 internal audit (IA) executives and professionals around the world. We summarized the key findings of the survey in this post, and we discussed them at greater length during a recent webinar. In this post, I want to elaborate on one specific finding, which made the top… Blog January 15, 2020 RPA Deployments Remain Untapped Opportunities for Oil and Gas Companies Energy and utilities businesses, like many companies, can benefit from using robotic process automation (RPA) to drive efficiencies, boost speed to market and bolster financial performance. However, many of these firms — and oil and gas companies, in particular — have been slow to invest in RPA projects. While they are applying new technology and automation in the field, doing the same in back-… Blog January 15, 2020 BlackRock’s Larry Fink Draws Another Line in the Sand – The Message Is Getting Clearer On Jaunary 14, BlackRock’s Chairman and CEO Larry Fink issued his annual letter to public company chief executives. BlackRock is a global investment management company, the world's largest, with almost $7 trillion in assets under management as of September 2019. This year’s letter conveys several important messages that are worth noting by those responsible for corporate strategy setting, policy… Blog January 16, 2020 Next-Gen Internal Audit: What Do We Mean When We Talk About Agile Audit? As businesses focus on digital transformation for speed and service, they tend to put more emphasis on individuals and interactions than processes and tools. In the process, rigid hierarchical business processes are being replaced with collaboration, iterative processes and constant communication across the enterprise. These new methodologies are borrowed from software development, where they… Blog January 17, 2020 Make ESG Part of the Public Company Readiness Checklist — Your Valuation Could Depend on It The public company readiness checklist for any business working toward an initial public offering (IPO) is long and complicated. And now, there are signs in the marketplace that for many companies aiming for an IPO, this checklist may need to include an analysis of environmental, social and governance (ESG) performance and reporting. Demonstrating meaningful effort and progress with ESG issues… Blog January 27, 2020 Agile Internal Audit: How to Audit at the Speed of Risk There's never been a better time to be an internal auditor. The internal audit profession is being asked to respond to an ever-increasing set of issues that reside in technology, compliance, culture, risk and other emerging hot topics. The ability for internal audit functions to remain relevant and address the needs of their clients is incumbent upon using new tools and techniques, including the… Load More
