Results for Search Submit Filter by: Advanced Filter All results Solutions Industry People Client Story Insights/Blogs Filter Podcast Transcript March 28, 2023 Transcript | Future of Crypto Innovation and Regulation Over the past year, as one crypto organization after another has been beset by fraud or declared bankruptcy, countless headlines have surfaced warning of the death of the crypto industry. Yet the damage has been largely contained. The developments have raised many questions about digital assets, cryptocurrency and blockchain technology as well as regulation and other factors that may help the… Leadership Maryann Kennedy Maryann Kennedy has 30 years experience as a bank regulator working with financial institutions of various size and risk profiles and also exposed to fintech firms that were seeking bank charters. Podcast March 28, 2023 Future of Crypto Innovation and Regulation Over the past year, as one crypto organization after another has been beset by fraud or declared bankruptcy, countless headlines have surfaced warning of the death of the crypto industry. Yet the damage has been largely contained. The developments have raised many questions about digital assets, cryptocurrency and blockchain technology as well as regulation and other factors that may help the… Landing Page Protiviti's Global Inclusion Journey Survey November 13, 2019 An Urgent Call for KYC Optimization - A Global Market Study Calling for KYC Innovation and Collaboration Protiviti and the International RegTech Association (IRTA) conducted a global study to investigate the effectiveness of existing (AML) know your customer (KYC or AML/KYC) processes, their impact on customer experience across various jurisdictions and the efforts by financial institutions to innovate KYC controls. This study focuses on the optimization of KYC processes. It provides a blueprint for… Survey March 27, 2023 Industry Experience With Remote Branch Inspections Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided temporary relief from the operational challenges of conducting on-site branch inspections during the pandemic, allowing firms to utilize technology to fulfill their inspection obligations remotely. Now, FINRA has proposed a voluntary, three-year remote… Leadership Zachary S. Unger Zack is a Managing Director in the Business Performance Improvement Solution in Protiviti’s Metro New York Region. Zack serves as the East Region Public Sector Lead and has been at Protiviti for over 15 years. During this time, Zack has supported numerous organizations in Government, Higher Education and the commercial space with significant transformations, accounting and finance matters, and… Blog November 2, 2017 Cyber Risk Management Is Everyone’s Job, and Compliance Must Play Its Role When it comes to cybersecurity oversight and management, many functions outside of IT and information security (IS) need to play a role – this includes internal audit and risk and compliance functions. These parties need to adopt an approach to managing cyber risk that involves all three lines of defence. While it may be a cliché to say they must treat cybersecurity as a business risk and not… Blog November 3, 2017 Compliance Insights Podcast: Protiviti Experts Discuss Part 500, CFPB's Response to Fintech and More In our latest podcast, Adam Hamm outlines 3 things to pay attention to in getting ready for the New York Department of Financial Services regulation known as Part 500, and Steven Stachowicz explains the reasoning behind some recent actions by the CFPB. Listen at the link below. Download the printable October issue of Compliance Insights here. [audio mp3="http://blog.protiviti.com/wp-content/… Blog November 6, 2017 Hurricane Harvey Was a Real-World BCM Test — But What Can Businesses Learn From It? Hurricane Harvey dumped over 51 inches of rain — or about 27 trillion gallons of water — on Texas and Louisiana last summer, more than four times the amount Louisiana and Mississippi received from Hurricane Katrina in 2005. Harvey caused catastrophic flooding, displaced tens of thousands of people and caused over US$180 billion in damage. It also provided a real-time test of business continuity… Load More
