Jacqueline Maida Assistant Director Jacqueline Maida has over a decade of experience, including five years with the Federal Reserve System, working with large banking organizations, including Large Institution Supervision Coordinating Committee (LISCC), Large and Foreign Banking Organization (LFBO), and Regional Banks covering governance, internal controls, and data management practices related to capital planning processes, including Comprehensive Capital Analysis and Review (CCAR), and regulatory reporting. Major ProjectsManaged nine capital planning and stress testing audits for various sized firms ranging from Category I – regional banks, covering various processes, including, but not limited to governance and oversight, risk identification, scenario design and expansion, idiosyncratic risk event design, balance, Pre-Provision Net Revenue (PPNR), and loss forecast execution, model development and sensitivity analysis, Capital Plan documentation, data management, and second line of defense (2LOD) testing programs.Led eight reviews of regulatory report (e.g., FR Y-14A/Q/M, FR Y-9C, FR Y-15, FR Y-10/6/7, FFIEC 031, TIC BC/BQ-2) preparation and submission for industry-leading banks. Reviews included validation of adherence to regulatory guidance (e.g., SR 15-18/19) and compliance with regulatory requirements (e.g., Regulation Y/K), design and operating effectiveness testing of internal controls, validation of data quality via transaction testing, and review of second and third line of defense coverage over in-scope processes.Led audit related to regulatory reporting data management practices for a Category II firm, including validation of critical data element identification and completeness and accuracy of data lineage in accordance with regulatory expectations.Performed ALM audit for a regional bank, covering internal controls related to governance, policies and procedures, liquidity risk monitoring and reporting, feasibility of emerging lines of credit, and review of deposit volatility.Validated remediation of numerous regulatory findings (e.g., Matters Requiring Attention (MRA), Supervisory Recommendation (SR)) including, but not limited to, risk identification and scenario design for capital stress testing, enhancement to review and challenge frameworks for capital stress testing, design of IA methodology, IA regulatory reporting testing programs, and IA risk assessments.Enhanced annual Internal Audit (IA) knowledge and skills assessment process for Category IV firm, including enhancement of skills inventory and survey, development and execution of data integrity checks to review survey results, identification of skill gaps, and development of mitigating strategy.Performed current state assessment, including peer benchmarking, and provided recommendations for Internal Audit coverage strategy and approach for Category IV firm for key risk areas including Capital and Enterprise Risk Management.Areas of ExpertiseCapital Planning and Stress TestingRegulatory ReportingInternal Audit (IA) TransformationData ManagementData AnalysisIndustry ExpertiseFinancial ServicesEducationB.A. Economics, University of San Diego
