Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Podcast July 21, 2022 Risky Women Podcast | Compliance & Risk Challenges for Small Asset Management Firms: Amy Aubin Jackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of smaller firms in the asset management industry, where innovation and access to compliance networks are of importance in the management of risk. Amy Aubin is the Chief Compliance Officer of Waypoint Investment Partners Inc., an independent wealth… Insights paper June 5, 2025 Protect Your Cloud Environment With CNAPP In 2023, a prominent global technology firm experienced a significant security breach when sensitive production data was inadvertently restored in a development environment. This misconfiguration led to the exposure of credentials and customer data, underscoring the persistent challenges even the most advanced tech companies face in securing cloud environments. Video August 12, 2025 Video | From Risk to Resilience: Revolutionizing Small Business Payments In today’s fast-paced and interconnected world, trust is more critical than ever in the financial technology landscape. In the first episode of Protiviti’s Fintech Innovation Series, part of our Modern CIO Dilemma campaign, Melissa Desjardins, a Director within Protiviti's Technology Consulting solution, engages in an insightful conversation with Saujin Yi, Founder and CEO of LiquidTrust.… Client Story August 21, 2024 Organizational Change Drives Settlement Administration Success The client completed their court approved phase of the settlement administration, while improving its internal processes and developing a culture dedicated to continuous improvement. Video August 12, 2025 Video | Modernizing Financial Services: What Successful CIOs Get Right In this video, Protiviti’s Dan Stummer explores what sets successful financial services CIOs apart. The answer isn’t simply strategy, technology or leadership — it's alignment across all three. Client Story September 18, 2024 Technology Transforms Non-Profit’s Financial Processes Learn how a well-known non-profit revolutionized its financial processes through strategic technology integration. This case study explores the benefits of enhanced financial reporting, improved internal controls, and streamlined operations in a non-profit setting. In Focus July 19, 2024 SEC rebuked in SolarWinds decision. What does it mean? U.S. District Judge Paul Engelmayer has dismissed most of the charges made by the U.S. Securities and Exchange Commission (SEC) against software company and 2020 cyberattack victim SolarWinds and its chief information security officer (CISO), Tim Brown. In its original lawsuit, filed in October 2023, the SEC alleged that SolarWinds had defrauded investors by concealing security weaknesses in its… Video December 21, 2024 Video | Protiviti Legal Perspectives With Managing Director Melissa Cohen In the latest episode of Protiviti Legal Perspectives, host Chad Volkert, Global Solutions leader at Protiviti, sits down with Melissa Cohen, a managing director in Protiviti’s Legal Consulting practice, to explore the intricacies of managing internal fraud investigations and proactive risk management. With nearly two decades of experience in forensic accounting and financial investigations,… Whitepaper October 10, 2023 Success With Generative AI Requires Balancing Risk With Reward When ChatGPT launched in November 2022, it took just two months to garner a record 100 million users and capture broad market attention. Business leaders are eager to realize the enormous potential that ChatGPT as well as other generative AI models can offer. Podcast September 22, 2025 FPS Podcast | CMMC Rule is Out - What Contractors Must Know With DOD Contracts On September 10th, 2025 the "CMMC Final Rule" was published in CFR48. After about seven years of starts and stops, determining Level classifications, the number of controls and compliance needed, CMMC certification is now set to be in certain DOD contracts starting November 10th. Cost of compliance has varied greatly, but when dealing with FCI and CUI data, this certification will protect that… Load More
