Denis Camilo

Managing Director

Denis Camilo is a Managing Director at Protiviti and former FINRA regulator specializing in Fiduciary Capital Markets and Broker-Dealer practice. She provides strategic advisory on market integrity, risk management, and digital market infrastructure.

Denis has over 19 years of experience advising global financial institutions, including broker-dealers, investment banks, and wealth management firms. She leverages her regulatory background to lead complex engagements in regulatory readiness, supervisory control frameworks, and first- and second-line risk oversight. Her expertise spans SEC and FINRA compliance, capital adequacy, and the evolution of digital assets and tokenization.

Major Projects

Led a top-tier bank’s complex conversion to a national bank charter with the OCC, ensuring all risk management and liquidity processes met stringent regulatory standards.
Managed a workstream for a multi-billion-dollar investment bank to develop a comprehensive compliance taxonomy and risk rating system.
Led a significant Wealth Management and Investment Bank initiative to consolidate diverse trading platforms, ensuring compliant operational frameworks across lines of defense.
Directed an FX Consent Order Validation for a global banking firm, focusing on the efficacy of remediation controls related to trade surveillance and conduct risk.

Areas of Expertise

Regulatory Compliance & Supervision
Capital Markets Risk Management
Broker-Dealer & Investment Bank Operations
Digital Assets & Tokenized Security Infrastructure
Internal Controls & Trade Surveillance
Fraud and Risk Management

Industry Expertise

Risk & Compliance
Regulatory Affairs
Financial Services
Broker/Dealer
Asset Management

Education

B.S. – Economics, Manhattan College

Professional Memberships and Certifications

Securities Industry and Financial Markets Association (SIFMA)
The Wharton School Securities Industry Institute (SII) - Excellence in Leadership Development