Jason Daily

Jason serves as Protiviti’s Charlotte Market Leader.  With over 20 years of experience, Jason has specialized in the design, implementation to sustainability, and validation of risk management and compliance programs for global and large US diversified financial institutions.

MAJOR PROJECTS

• Top 5 Global Bank: Focused on the assessment and testing of a regulatory enforcement actions with a focus on UDAAP consumer protection practices, collections practices, and Servicemembers Civil Relief Act (SCRA) compliance.
• Top 5 Global Bank: Assessed consumer products and services for operational and regulatory compliance related standards in the review and validation of business strategic and operational plans, risk appetite reporting, Board of management governance practices, policies and procedures implementation, process execution results, and issue management identification and corrective action design, key risk indicator monitoring and oversight practices. 
• Top 10 US Bank: Developed and executed a sales conduct and culture risk management program.

AREAS OF EXPERTISE

• Operational Risk Management
• Controls Effectiveness
• Consumer Regulatory Compliance
• Risk Management and Regulatory Compliance Program Design and Implementation

INDUSTRY EXPERTISE

• Financial Services

EDUCATION

• BA – Accounting, Loyola University, Chicago