Risky Women Podcast | How Children Have Made Me A Better Compliance Leader: Lauren Munfa

Denis Camilo, Risk and Compliance Director at Protiviti, talks with Lauren Munfa, Head of Americas Investment Bank C&ORC at UBS, about how much her parent management training translated to running a large compliance program.

Lauren Munfa is the Americas Head of Compliance & Operational Risk Control (C&ORC) for the Investment Bank Division of UBS, as well as the Chief Compliance Officer for UBS Securities LLC.  Lauren was also the Global Business Team Lead for Control Room, Global Banking and Research & Evidence Lab C&ORC.  Lauren joined UBS in 2016 as the Americas Head of Control Room, Global Banking, Research C&ORC, from Goldman Sachs where she was employed for fifteen years in various roles, including within the Legal and Compliance Departments specifically covering Banking, Capital Markets, Sales and Trading and Research.  At Goldman Sachs, Lauren also served as Chief of Staff for the Global Co-Heads of the Investment Management Division.  Afterwards, Lauren took on a Product Strategy role for Goldman Sachs Asset Management, where she helped lead the development of the group’s stable value strategy.