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Regulation

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Organisations face an increasingly complex risk landscape driven by financial crime, fraud, evolving regulatory expectations, cyber threats, operational disruptions, and heightened stakeholder scrutiny. To stay ahead, leaders must strengthen governance, modernise risk and compliance capabilities, build resilient operations, and make informed decisions in an environment of constant change.

Protiviti's Regulatory Insights Collection brings together research, thought leadership, and practical guidance from our on anti-money laundering (AML), financial crime compliance, risk management, regulatory compliance, governance, operational resilience, and emerging risk.

Explore insights designed to help organisations enhance compliance programmes, manage risk more effectively, navigate regulatory complexity, and build trust with regulators, customers, and stakeholders.

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Compliance Insights

Whitepaper

June 18, 2026
21 Minuten Lesezeit

Navigating 2026 Compliance Priorities: A Midyear Reality Check

As we set out to forecast this year’s compliance priorities, we characterised 2026 as the most unpredictable year in our experience. That view was driven by a convergence of forces: the profound transformation underway across the financial services industry, and shifting governmental and regulatory priorities.At midyear, our assessment is holding. The year remains...
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What matters most right now in regulation and compliance?

BLOG July 17, 2026
5 Minuten Lesezeit

NYDFS Part 500 Cybersecurity Regulation and Audit Approach

The New York Department of Financial Services (NYDFS), New York state’s financial services regulator, issued regulation 23 NYCRR Part 500 (Part 500)...
BLOG June 10, 2026
4 Minuten Lesezeit

Third-Party Exit Planning: Prepare for the Worst, Plan for Control

Exit planning has become a critical element of the third-party risk management lifecycle as organizations contend with a rapidly evolving threat...
BLOG July 17, 2026
5 Minuten Lesezeit

NYDFS Part 500 Cybersecurity Regulation and Audit Approach

The New York Department of Financial Services (NYDFS), New York state’s financial services regulator, issued regulation 23 NYCRR Part 500 (Part 500)...
BLOG June 10, 2026
4 Minuten Lesezeit

Third-Party Exit Planning: Prepare for the Worst, Plan for Control

Exit planning has become a critical element of the third-party risk management lifecycle as organizations contend with a rapidly evolving threat...

What’s new on The Protiviti View blog?

Blog August 17, 2026

Your AML Program is only as Good as Your Data
This article is part of
Blog July 30, 2026

The Three Pillars of Trustworthy AI — and Why Most Organizations Aren’t Ready

AI is no longer a future consideration. It is already embedded across operations, from customer interaction and compliance monitoring to software development…
Blog July 17, 2026

NYDFS Part 500 Cybersecurity Regulation and Audit Approach

The New York Department of Financial Services (NYDFS), New York state’s financial services regulator, issued regulation 23 NYCRR Part 500 (Part 500) in March…
Blog June 10, 2026

Third-Party Exit Planning: Prepare for the Worst, Plan for Control

Exit planning has become a critical element of the third-party risk management lifecycle as organizations contend with a rapidly evolving threat landscape and…

Practical guidance for risk, compliance and resilience

Guide to Public Company Transformation: Frequently Asked Questions

A guide to public company readiness, helping organisations prepare for the governance, operational and regulatory demands of going public.

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Guide to AI Governance – Frequently Asked Questions

A practical guide to AI governance, helping leaders address risk, accountability, compliance and value creation as AI adoption expands across the enterprise.

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FAQ Guide on the Use of AI for Financial Crime Compliance

A practical guide to AI in financial crime compliance, helping organisations improve detection, address risk and navigate evolving regulatory requirements.

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Guide to business continuity & resilience

A practical guide to business continuity management, helping organisations strengthen resilience, mitigate disruptions and maintain operations amid evolving risks.

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Explore additional thinking on risk and compliance

Governing Invisible AI with ServiceNow AI Control Tower

BLOG

7 Minuten Lesezeit

CMMC Phase II Suspension: Facts vs. Fiction

INSIGHTS PAPER

8 Minuten Lesezeit

Near-Term Risk Outlook: Directors vs. Management

NEWSLETTER

2 Minuten Lesezeit

California signals it is serious on climate reporting: New rules, firm deadlines, and what companies should do now

BLOG

6 Minuten Lesezeit

AI Oversight: A Board Governance Imperative

NEWSLETTER

2 Minuten Lesezeit

One view of risk: Why sustainability risks belong in enterprise risk management

BLOG

5 Minuten Lesezeit

Operational Resilience: FCA Insights and Observations One Year On

BLOG

4 Minuten Lesezeit

Insights on the Global Compliance Landscape

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Explore more related topics

Audit & Risk Management

Collection
Protiviti leaders and subject-matter experts from around the world provide insights on key issues facing organizations in our dynamic, challenging and competitive global business climate. Our world-class internal audit and risk assessment experience provides a wealth of information and data to help you meet future challenges.

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Finance & Operations

Collection
The role of finance and operation executives is evolving to keep pace with the changing demands of customers and technology. Our finance and operations collection compiles global perspectives to help leaders become a forward-thinking, strategic partner to the business.

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Financial Services Industry

Collection
Financial services organisations are redefining how they compete in an era of AI adoption, digital transformation, cyber threats, regulatory evolution, and economic uncertainty. Today's leaders are focused on modernising technology, optimising costs, strengthening resilience, enhancing customer experiences, and unlocking new…

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Artificial Intelligence (AI)

Collection
Today’s leaders are moving fast to understand AI and select the right course of action, and the right talent, to implement it successfully in their organizations. At the same time, there are growing questions about the value and return on investment AI can deliver. Read and listen to our perspectives on these and other pressing…

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