Financial Services Industry
Collection
Technologien und Digitalisierung entwickeln sich rasant. Der Umfang, die Strenge und die Komplexität der regulatorischen Verpflichtungen nehmen zu. Globale Ereignisse fordern die Wirtschaft weiterhin heraus, indem sie bestehende Risiken verschärfen sowie neue Risiken aufdecken. Unternehmen der gesamten Finanzdienstleistungsbranche sehen sich mit anspruchsvollen Kundenerwartungen konfrontiert, nahtlose und unterbrechungsfreie Dienstleistungen zu erbringen, die gleichzeitig mit steigendem Kostendruck und regulatorischer Prüfung einhergehen.
Wir helfen Finanzinstituten, Hypothekendienstleistern, Kreditgebern und Versicherern, effektiver und effizienter zu arbeiten, und zwar auf risikobewusste, regulatorisch konforme und gut kontrollierte Weise und mit Hilfe führender Technologien.
Unsere Inhaltssammlung hilft Führungskräften im Finanzdienstleistungssektor dabei, den neuen Herausforderungen einen Schritt voraus zu sein und Möglichkeiten für ein nachhaltiges Wachstum zu schaffen.
Featured Insights
One Year of Russian Sanctions: A Financial Services Industry Perspective
Ein Jahr Ukraine-Krieg. Auf die weltweite Verurteilung der Invasion folgte eine noch nie dagewesene Anzahl an Sanktionen gegen Russland. Erzielten die...
2022 and 2031 Financial Services Executive Perspectives on Top Risks
Financial institutions demonstrate resiliency in responding to COVID and start to look forward out to the horizon
Our survey results for 2021...
IT Audit Perspectives on Top Technology Risks
Results of ISACA/Protiviti global survey reveal cybersecurity, privacy, data and regulatory compliance are top-of-mind concerns
An uncertain global...
Compliance Priorities for 2022 in the Financial Services Industry
As we consider the compliance challenges that will be top of mind for financial institution compliance officers in 2022, one thing is very clear: More...
ESG
Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures
In recent years, increasing pressures from a variety of stakeholders have combined to drive companies toward more sustainable practices in their...
Podcast | Focusing on ESG Planning and Strategy
Nachhaltigkeit / ESG gewinnt weltweit an Relevanz und gilt heute als eine der Prioritäten für viele Unternehmen. Das ESG-Programm und dazugehörige...
SEC Issues Proposed Rules for Enhancement and Standardisation of Climate-Related Disclosures
Today, the U.S. Securities and Exchange Commission (SEC) issued proposed rules that would require reporting companies to enhance and standardise...
Executive Viewpoints: Protiviti on Climate Stress Testing for Banks
Michael Brauneis, Financial Services Industry Lead and Managing Director, Protiviti, sits down with Joe Seidel, Chief Operating Officer of SIFMA, to...
Risk & Compliance
SIFMA Quantum Dawn VI
A Decade of Testing and Resilience
Over the past 10 years, the Securities Industry and Financial Markets Association (SIFMA) has coordinated a...
Credit Pulse Spring 2022
Geopolitical Instability Moves the Goalposts Again
In this issue of the Credit Pulse, we look at credit risk considering the macroeconomic and...
Human v. machine: Tackling artificial intelligence risks in financial institutions
In the novel Tell the Machine Goodnight, Katie Williams tells the story of Pearl, a technician for Apricity Corporation, which has developed a machine...
Compliance Priorities for 2022 in the Financial Services Industry
As we consider the compliance challenges that will be top of mind for financial institution compliance officers in 2022, one thing is very clear: More...
Sanctions
The Russian sanctions: A catalyst for ESG?
“To put it bluntly, will companies enact courageous ESG policies only when it does not hurt?…This is a moment of truth. Stakeholders have been...
Risky Business: The Sanctions Challenges of Trade Finance
As governments across the globe, including the EU, US, Canada, UK, Japan, Singapore and more, have imposed sanctions on Russia, with promises of...
The War in Ukraine: Globalisation Takes Another Hit
Since the crisis in Ukraine began, Protiviti has issued three Flash Reports. The first addressed Vladimir Putin’s initial foray into two Ukrainian...
More Than Just Sanctions: How Financial Institutions Are Impacted by the Russian-Belarussian Sanctions
Financial institutions face significant legal, regulatory, operational and reputation risks related to their implementation of the Russian-Belarussian...
Women in Financial Services
Podcast | Risky Women: Compliance Priorities for 2022
To kick off our 2022 Risky Women Radio podcast series, Kimberley Cole speaks with Senior Risk and Compliance Leaders at Protiviti, Carol Beaumier and...
Risky Women Podcast | Compliance & Risk Challenges for Small Asset Management Firms: Amy Aubin
Jackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of...
Podcast | Future of Cryptocurrency: ETFs and an Evolving Regulatory Regime
In this episode, Jackie Sanz –Managing Director leading Protiviti’s Canadian Risk and Compliance solution., interviews Vlad Tasevski –Chief Operating...
Podcast | Risky Women - The Transformation Journey
Welcome to episode one of our Risky Women Transformation series where Lucy Pearman talks change, innovation and what’s next in the world of governance...
