Compliance Insights Library Stay informed about the latest Compliance Insights from Protiviti. Explore our expert analysis, regulatory updates and recommended strategies for effective compliance. Latest Insight Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory cycles—and the transitions between them. Regardless of the cycle, regulators have traditionally focused on certain priorities with relative consistency. Read More Recent Insights Whitepaper October 8, 2025 17 min read Krypto-Compliance im Fokus: Regulatorische Standpunkte in den USA, Großbritannien, der EU und im asiatisch-pazifischen Raum Krypto-Assets boomen weltweit – über 4 Billionen US-Dollar Marktkapitalisierung ziehen Regulierer an. Der Artikel zeigt, wie USA, Großbritannien, EU und Asien auf diese Entwicklung reagieren und Regulierung mit Innovation verbinden wollen. Whitepaper March 31, 2025 16 min read Erfolgreich durch unsichere Zeiten: Ein Leitfaden für Chief Compliance Officers CCOs stehen in unsicheren Zeiten vor Herausforderungen wie geopolitischen Spannungen, wechselnden Regulierungen, Budgetkürzungen und nachlassender… Whitepaper December 19, 2024 20 min read The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025 As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex. Whitepaper October 24, 2024 14 min read Reframing Regulatory Change: Adapting to Win Regulations continue to expand in number and scope, driven by a variety of sources. As a result, the industry must deal with regulatory change on an ongoing… Past InsightsCan we trust culture and conduct to guide decision making in the financial services industry?An Open Letter to CEOs and Board Members: In Support of the Compliance FunctionTop-of-Mind Compliance Issues for Financial Institutions in 2024The Regulators Are Optimising Their Use of Data. Are You?What Role Should Compliance Play in ESG?Collaboration: The key to better management of cybercrime and financial crimeThe evolving complexity of financial institution compliance: Top compliance priorities for 2023Identifying and managing the critical risks of third-party providersCustomer remediation: Making it right (and better)Human v. machine: Tackling artificial intelligence risks in financial institutionsCompliance Priorities for 2022 in the Financial Services Industry See our latest Compliance Insights Newsletter Learn more
