Regulation
Collection
The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organization.
Featured Insights
One Year of Russian Sanctions: A Financial Services Industry Perspective
On February 24, 2022, Russia invaded Ukraine. The global condemnation of the invasion has included an unprecedented number of sanctions against Russia...
2023 Top Risks in the Technology, Media and Telecommunications (TMT) Industry
2022 has been an exigent year for the technology, media and telecommunications (TMT) industry.Many companies continued transformations...
2023 Top Risks in the Consumer Products and Services Industry
Global economic uncertainty, inflation and supply chain disruptions are major headwinds facing the consumer products and services industry group, and...
Executive Perspectives on Top Risks 2023 & 2032
PE-owned companies weigh in on their top risks for 2023 and the next decade, from labor and global supply chain issues to resilience and culture
...
Compliance Transformation
What Do the Silicon Valley Bank and Signature Bank Failures Mean for Bank Supervision?
On April 28, four reports were issued on the failures of Silicon Valley Bank and Signature Bank. These reports signal the next stage of what is likely...
Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures
The big picture
Recent ESG regulations from across the globe are changing the game for sustainability.
The global regulatory picture is...
COSO Issues Supplemental Guidance on Internal Control Over Sustainability Reporting
The Committee of Sponsoring Organisations of the Treadway Commission (COSO) has released supplemental guidance on how to effectively apply the 2013...
Industry Experience With Remote Branch Inspections
Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided...
Credit and AML
Mitigating crypto sanctions evasion risk in financial institutions
The Financial Action Task Force (FATF) has long warned that criminals leverage virtual assets not only for predicate or money-laundering offenses but...
Managing credit risk in a differentiated downturn
In this issue of the Credit Pulse, we look at credit risk considering the macroeconomic and geopolitical trends likely to shape the financial services...
Navigating the Intersection of ESG and Money Laundering: How Financial Institutions Can Prevent Environmental Crime
Environmental protection laws have been in place in many countries for more than 50 years.1,2 The United Nations Environment Program (UNEP) and the...
AML and Data Governance
Issue
Financial institutions have invested significant time, money and resources into developing and maintaininganti-money laundering (AML)...
Technology Risk
The Innovation vs. Technical Debt Tug of War
Technology leaders are exploring new ways to drive innovation and maximise the value of IT in a changing world driven by disruption and a need for...
Compliance Insights | Collaboration: The key to better management of cybercrime and financial crime
Sharing information and lessons learned has become increasingly critical for the effective management of cybercrime and related financial crime. This...
The Global Consequences of Europe’s New Digital Regulatory Regime
Why technology companies should care about the EU’s Digital Services Act
A new and dramatic approach to regulating big technology firms is coming...
Preparing for a Liability Shift: Steps Banks Can Take as the CFPB Considers P2P Payments Fraud Regulation
The Consumer Financial Protection Bureau (CFPB) may be on the cusp of redefining liability in peer-to-peer (P2P) transactions fraud claims. For banks,...
