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July 21, 2022

Risky Women Podcast | Compliance & Risk Challenges for Small Asset Management Firms: Amy Aubin

Jackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of smaller firms in the asset management industry, where innovation and access to compliance networks are of importance in the management of risk.Amy Aubin is the Chief Compliance Officer of Waypoint Investment Partners Inc., an independent wealth…
Whitepaper

October 8, 2025

Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC

Krypto-Assets boomen weltweit – über 4 Billionen US-Dollar Marktkapitalisierung ziehen Regulierer an. Der Artikel zeigt, wie USA, Großbritannien, EU und Asien auf diese Entwicklung reagieren und Regulierung mit Innovation verbinden wollen.
Podcast

May 24, 2021

Podcast | Risky Women - Regulatory Change Transformation: Diane Minunni Callan

In this episode of our Transformation Series on Risky Women Radio, Protiviti talks with Diane Minunni Callan, Head of Compliance – Enterprise Corporate Office, Regulatory Change & Academy of TD Bank about their ongoing development and enhancement of compliance programmes and regulatory change management processes - from ESG to AI.
Insights paper

March 24, 2026

Finance to the Defense and Aerospace Industry: The Sanctions Risk Assessment Model as a Strategic Lever for Risk Management

Leverage the sanctions risk assessment model to strengthen strategic risk management in the defense and aerospace industry amid evolving regulatory demands.
Podcast

July 23, 2024

Risky Women Podcast | Women in Risk Management: Challenges and Opportunities

Dive into the world of women in risk management. In this Risky Women podcast, Jenny Wong & Gayle Lacey discuss risk management challenges & opportunities.
Podcast

August 17, 2023

Risky Women Podcast | Talent Management and the Nature of Work

Tonya Hummers, Managing Director at Protiviti, speaks with Sarah Olthoff, Senior Vice President and Chief Business Risk Officer at Discover Financial Services.Watch the podcast as Tonya and Sarah discuss resiliency and adaptability as key traits for succeeding in the face of challenges, the evolving nature of work environments and shifts towards hybrid models to support flexible schedules in the…
Podcast

December 11, 2023

Risky Women Podcast | Complexity of the Compliance Landscape

Sehen Sie sich den Video-Podcast an, in dem Jenny Wong und Debra Au auf die Herausforderungen eingehen, mit denen Finanzinstitute im asiatisch-pazifischen Raum (APAC) bezüglich Compliance konfrontiert sind.
Podcast

September 20, 2022

Risky Women Podcast | Risk & Compliance at the Speed of Modern Business: Lynn Haaland

Christine Halvorsen, Leiterin der Abteilung Risk & Compliance bei Protiviti USA, spricht mit Lynn Haaland, Chief Compliance, Ethics & Privacy Officer bei Zoom Video Communications, über Risk und Compliance angesichts der Geschwindigkeit der modernen Geschäftswelt.
Client Story

November 4, 2024

Natural Gas Infrastructure Firm Modernises Records Management Processes for Future Growth and Compliance

Modernise your natural gas records management with our cloud-based solution. Enhance compliance, improve accuracy, and prepare for AI enablement in the energy sector.
Podcast Transcript

May 24, 2021

Transcript | Risky Women - Regulatory Change Transformation Diane Minunni Callan

In this episode of our Transformation Series on Risky Women Radio, Protiviti talks with Diane Minunni Callan, Head of Compliance – Enterprise Corporate Office, Regulatory Change & Academy of TD Bank about their ongoing development and enhancement of compliance programs and regulatory change management processes - from ESG to AI.

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