Results for Search Submit Filter by: Advanced Filter All results Solutions Industry Typelist People Client Story Insights/Blogs Filter Search Sort by RelevanceDate Order AscDesc Blog May 10, 2019 Three Risks — and Opportunities — for Technology, Media and Telecommunications Companies It’s a basic expectation that leaders of technology, media and telecommunications (TMT) companies will keep an eye toward the future — watching for and anticipating change, as well as identifying opportunities to create it. Still, even when it’s obvious that change is imminent, many businesses fail to mount an appropriate and timely response that ensures that they can adapt. The fear of not… Blog May 14, 2019 SEC Expected to Approve Reg BI in “the Next Few Months” but Final Outcome Remains Uncertain The Securities and Exchanges Commission is expected to roll out its standards-of-conduct regulation, commonly known as Regulation Best Interest or Reg BI, in the next few months, but there is still some uncertainty over the outcome of the proposal – even from within the Commission. The proposed Reg BI would require broker-dealers to act in the best interest of their customers as part of the… Blog May 16, 2019 Overcoming ERP Change Management Challenges – Part 2 ERP implementations continue to cause major headaches for companies worldwide – including, but not limited to, the change management requirements that many organizations gloss over. We continue our conversation about this with two of our experts. Ronan O’Shea, Protiviti’s Global ERP Solutions Leader, has 25 years' experience in IT risk management, program management and systems strategy, design,… Blog May 19, 2019 APAC ACAMS Conference Focuses on Technology, Talent, Collaboration – Listen to the Podcast Last month, Protiviti sponsored and participated as a panelist at the 11th Annual APAC ACAMS Conference, which took place on April 8-9 in Singapore. Carol Beaumier is a Senior Managing Director with Protiviti. She oversees the Protiviti Asia-Pacific Financial Services practice, and attended the conference along with Nigel Robinson, Managing Director and Singapore Country Market Lead, and Ronita… Blog May 20, 2019 Flash Report: PCAOB 2018 Inspection Observations In 2018, the Public Company Accounting Oversight Board (PCAOB) inspected over 160 audit firms and reviewed portions of roughly 700 public company audits in the United States and abroad. On May 6, the PCAOB published its Staff Preview of 2018 Inspection Observations. Although the publication is aimed at external auditors, it provides important insights for organizations preparing for audits.… Blog May 21, 2019 2019 Internal Audit Capabilities and Needs Survey – Destination: Transformation Chief audit executives (CAEs) worry that their internal audit functions lack the tools and skills to help their companies compete with “born-digital” newcomers. Most say they are taking steps to fix this. But innovation and transformation requires more than just a series of discrete activities. Next generation internal audit requires a fundamental rethinking of the design and capabilities of… Blog May 29, 2019 SIFMA Ops Conference: Themes and Takeaways. Listen to the Podcast. Earlier in May, Protiviti Managing Director Douglas Wilbert attended the SIFMA Operation Conference and Exhibition in Boca Raton, FL. We share a brief podcast with highlights from the event. Full transcript below. SIFMA Ops Conference Podcast [transcript] Kevin Donahue: Hi, this is Kevin Donahue with the Protiviti Marketing Group. I’m pleased to be talking today with Douglas Wilbert… Blog May 30, 2019 How Emerging Technology Companies Can Win the War for Talent In the technology industry, the competition for talent is fierce, and there is no letup in sight. Protiviti’s survey, The Top Risks for 2019, identifies the “talent crunch” as one of the three top risks for technology companies today and for the foreseeable future. A 2019 Gartner study concurs, finding that concerns about talent shortages now outweigh those about accelerating privacy… Blog May 31, 2019 Following Through on the Audit Committee Agenda for 2019: Financial Reporting In the beginning of the year, Protiviti published our annual audit committee agenda recommendations for 2019, summarized in an earlier post by Protiviti Managing Director (and blog host) Jim DeLoach. Since there is always a lot to unpack in these recommendations, we also hosted a recent webinar for audit committee members and others, available on demand on our website. As my colleagues point… Blog June 3, 2019 Advanced Data Mining Technologies and AI Can Aid Firms’ Transition from LIBOR to Alternative Risk-Free Rates As the financial markets prepare for potential disruptions from the phasing out of the London Interbank Offered Rate (LIBOR) and selection and implementation of alternative risk-free rates (RFR) by the end of 2021, financial institutions are seeking creative solutions to help manage the anticipated workload and transition risks. On a macro level, institutions currently have myriad concerns… Load More