Regulatory Compliance Services

Da sempre pensiamo alla compliance come un insieme di valori a cui ispirare e improntare il business, valori a tutela di una pluralità di stakeholder in contesti economici e finanziari già di per sé complessi.

Crediamo che la Compliance possa creare valore quanto più raggiunga soluzioni di equilibrio fra obiettivi di business e fattori regolamentari, questi ultimi elaborabili come opportunità per un vantaggio competitivo.

Proponiamo soluzioni tailor-made per interpretare e applicare l’universo regolamentare, tese alla piena integrazione dei numerosi framework di Compliance che, in una logica sistemica e attraverso processi agili, alimentino la creazione di valore sostenibile.

Il complesso perimetro normativo entro il quale gli intermediari finanziari sono chiamati ad operare evolve e si amplia rapidamente, ponendo continue sfide per gestire i rischi di non conformità e adeguarsi a regolamentazioni sempre più articolate, il cui mancato rispetto può comportare impatti economici e reputazionali senza eguali.

Il nostro team supporta intermediari italiani ed esteri nello sviluppo, implementazione e manutenzione di efficaci programmi di adeguamento a queste regolamentazioni, allo scopo di salvaguardare la reputazione e massimizzare gli investimenti.

Compliance Risk Management

Optimize and automate procedures using data and analytics for forward-looking, predictive controls, applying regulatory compliance expertize for more efficient responses to enforcement actions or issues to allow your business to focus on growth and innovation.

Consumer Protection

We combine world-class consumer compliance expertize, hands on experience as former chief compliance officers and regulators, and proven methodologies to address your consumer compliance needs through compliance program management, regulatory reviews, consent and remediation support, and operations support.

Financial Crime Compliance

Protiviti offers a multi-dimensional set of solutions to help you fight financial crime while staying in sync with regulatory changes. We collaborate to promote knowledge and skill transfers so your teams can leverage our delivery model, where impactful solutions can lead to lean and efficient operations.

Regulatory Remediation

Aggregate and improve the quality of existing tools, technologies, and capabilities to effectively address regulatory actions. Our team responds to regulatory requests in an agile and efficient way, enabling you to drive business growth and innovation.

Compliance Transformation

Design a target operating model that brings together a vision for people, processes, and technology to enable your business strategy. We help you build the capacity to transform by establishing a culture that drives shared responsibility and innovation.

Anti-money laundering (AML) compliance

Protiviti provides a wide variety of consultative services and AML solutions designed to assist organizations in all aspects of AML/Combating the Financing of Terrorism (CFT) compliance, in addition to conducting transaction monitoring, and Know Your Customer (KYC) reviews.

Manage the risks of today while positioning you to meet the challenges of tomorrow

Our Approach

We help companies optimize resources and design compliance risk management programs that are efficient, innovative, and tech-enabled so regulatory risk is covered across your organization.

In a dynamic market, you need a regulatory compliance consulting partner that can manage the risks of today while positioning you to meet the challenges of tomorrow.

We help you:

Identify, align, and integrate key risk and performance indicators to business objectives and processes so that you can effectively manage risk
Foster a culture of regulatory compliance so that you can factor in risk throughout your business—from product development, marketing, and sales, to underwriting, pricing, and servicing, as well as third-party risk, complaint, and issues management
Develop effective compliance management systems and solutions grounded in data analytics and built on efficient and agile technology platforms
Establish, evaluate, monitor, and test for fair and responsible financial services
Effectively manage or prepare for regulatory inquiries and exams or related matters requiring attention, and to respond successfully to enforcement actions and consent orders when needed
Determine how to best leverage resources that promote success and enable innovation

Technology Modernization: protecting your business, reducing costs and remaining compliant

In a world marked by unpredictable geopolitical forces, rapid technological advances, shifting employee and customer sentiments and evolving regulations, businesses face constant disruption. Leaders must modernize while reducing costs, avoiding outages and ensuring compliance with regulations and standards.

Our framework, built on Ardoq technology, helps organizations reimagine their approach to understanding the intricate connections between business and underlying technologies. We help you transform your organization by connecting business activities to operational processes and databases to drive meaningful change.