Regulation
Collection
The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organisation.
Featured Insights
Future of Crypto Innovation and Regulation
Over the past year, as one crypto organisation after another has been beset by fraud or declared bankruptcy, countless headlines have surfaced warning...
One Year of Russian Sanctions: A Financial Services Industry Perspective
On February 24, 2022, Russia invaded Ukraine. The global condemnation of the invasion has included an unprecedented number of sanctions against Russia...
2023 Top Risks in the Technology, Media and Telecommunications (TMT) Industry
2022 has been an exigent year for the technology, media and telecommunications (TMT) industry.Many companies continued transformations...
Executive Perspectives on Top Risks 2023 & 2032
PE-owned companies weigh in on their top risks for 2023 and the next decade, from labor and global supply chain issues to resilience and culture
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Compliance Transformation
What Do the Silicon Valley Bank and Signature Bank Failures Mean for Bank Supervision?
On April 28, four reports were issued on the failures of Silicon Valley Bank and Signature Bank. These reports signal the next stage of what is likely...
Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures
In recent years, increasing pressures from a variety of stakeholders have combined to drive companies toward more sustainable practices in their...
COSO Issues Supplemental Guidance on Internal Control Over Sustainability Reporting
The Committee of Sponsoring Organisations of the Treadway Commission (COSO) has released supplemental guidance on how to effectively apply the 2013...
Industry Experience With Remote Branch Inspections
Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided...
Credit and AML
Mitigating crypto sanctions evasion risk in financial institutions
The Financial Action Task Force (FATF) has long warned that criminals leverage virtual assets not only for predicate or money-laundering offenses but...
Managing credit risk in a differentiated downturn
In this issue of the Credit Pulse, we look at credit risk considering the macroeconomic and geopolitical trends likely to shape the financial services...
Video: The Money Laundering Risks of E-Commerce
Alleged criminals have identified the potential for laundering funds through e-commerce. After all, why would a money launderer hassle with the...
Clean Money is a Click Away: The Money Laundering Risks of E-Commerce
The global e-commerce market is projected to approach $5 trillion in sales in 2021[1] — pretty impressive for an industry that only came into...
Technology Risk
The Innovation vs. Technical Debt Tug of War
Technology leaders are exploring new ways to drive innovation and maximise the value of IT in a changing world driven by disruption and a need for...
Compliance Insights | Collaboration: The key to better management of cybercrime and financial crime
Sharing information and lessons learned has become increasingly critical for the effective management of cybercrime and related financial crime. This...
The Global Consequences of Europe’s New Digital Regulatory Regime
Why technology companies should care about the EU’s Digital Services Act
A new and dramatic approach to regulating big technology firms is coming...
Video | Finding Equilibrium in an Era of Heightened Regulation
According to S&P, the combined current stock market value ($9.3 trillion) of the five tech titans (Apple, Microsoft, Google, Amazon, and Facebook)...
