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  • In Focus

    April 25, 2025
    Navigating the DOJ final rule on bulk sensitive personal data: What does it mean for your business?
    Multinational organisations must now comply with a sweeping new U.S. Department of Justice rule that restricts the transfer of bulk sensitive personal data to foreign adversaries. The rule, established under Executive Order 14117, went into effect earlier this month and introduces prohibitions and controls on data transactions involving countries of concern such as China, Russia, Iran, North…

  • Blogs

    July 28, 2023
    The Clock’s Ticking for Tech Firms to Prepare for EU’s Digital Services Act
    This blog post was authored by Kaitlin Kirkham-Cooper, Managing Director and Karter Klumpyan, Director Risk and Compliance on The Protiviti View.Time is running short for technology companies, particularly those providing hosting services, large online platforms and search engines, to comply with the European Union’s Digital Services Act (DSA). The law aims to protect the digital space, creating…

  • Survey

    March 27, 2023
    Industry Experience With Remote Branch Inspections
    Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided temporary relief from the operational challenges of conducting on-site branch inspections during the pandemic, allowing firms to utilise technology to fulfill their inspection obligations remotely. Now, FINRA has proposed a voluntary, three-year remote…

  • Podcast Transcript

    April 1, 2020
    Transcript: GRC Technology Perspectives Around the Globe - RegTech
    This is the latest in our series of podcasts on GRC programmes and technologies in which we’re obtaining perspectives from Protiviti leaders and subject-matter experts around the world on GRC drivers, innovations and challenges in their markets. This episode features conversation with Shubhendu Mukherjee. Shubhendu is a director with our regulatory practice, which is part of our Risk and…

  • Podcast

    April 1, 2020
    Podcast: GRC Technology Perspectives Around the Globe - RegTech
    This is the latest in our series of podcasts on GRC programmes and technologies in which we’re obtaining perspectives from Protiviti leaders and subject-matter experts around the world on GRC drivers, innovations and challenges in their markets. This episode features conversation with Shubhendu Mukherjee. Shubhendu is a director with our regulatory practice, which is part of our Risk and…

  • Whitepaper

    October 16, 2023
    The Regulators Are Optimising Their Use of Data. Are You?
    Can financial institutions manage effectively in a world where issues and breaches are known to regulators before the chief compliance officer or anyone else in the organisation even learns about them?

  • Podcast

    November 16, 2021
    Podcast | Future of ESG
    In this episode, Paul Middleton, Managing Director at Protiviti, interviews Leon Kamhi, the executive director and head of Responsibility at Federated Hermes. Paul and Leon consider the evolving ESG landscape and what the future of ESG looks like for businesses. Listen to this podcast to learn about the steps organisations must take to transform their ESG processes, the regulatory challenges…

  • Newsletter

    July 18, 2019
    ERM, PERCHÉ MISURARSI È GIUSTO.
    Per far emergere tutto il valore raggiunto e raggiungibile, per definire un benchmark, per valutare la robustezza del modello adottato. L’esperienza che guida la metodologia “ERM Readiness Assessment” di Protiviti. E la Survey, i cui risultati saranno disponibili in autunno, permetterà di confrontare le prassi ERM e il loro livello di integrazione con i processi decisionali. Nonostante gli…

  • Whitepaper

    February 19, 2024
    Sanctions: Not Just a Financial Institution Issue
    For banks, sanctions-related enforcement actions and large financial penalties over many years have made clear the cost of non-compliance with sanctions obligations. For other types of financial services companies as well as for non-financial companies, the lessons learned are more recent. And the risks for many companies are increasing.

  • Whitepaper

    June 6, 2018
    Il Responsabile per la Prevenzione della Corruzione: attore del sistema di controllo interno
    Ricerca condotta da Protiviti e Lattanzio Protiviti, Lattanzio Audit & Risk Management e My Governance sono stati Partner di una conferenza organizzata il 17 maggio 2018 da AITRA (Associazione Italiana Trasparenza e Anticorruzione) dedicata al ruolo del Responsabile della Prevenzione della Corruzione e per la Trasparenza (RPTC). Durante l’incontro è stato analizzato come Enti e Società…
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