Regulatory Compliance Consulting | Protiviti Australia

Respond and manage today’s risks to build future success

Regulatory compliance consulting in Australia

Disruptive technologies, regulatory pressures, evolving customer loyalty, and pressure to enhance economic returns are just some of the challenges organisations need to overcome by innovating and managing their regulatory risks to succeed over the next decade.

The dynamic regulatory compliance landscape and increased emphasis on cost reduction only add to the complexity of financial services organisations achieving profitable growth.

Protiviti’s regulatory compliance consulting team brings a blend of experience and fresh thinking through a unique mix of consulting talent combined with former industry professionals, including risk and technology executives, commercial and consumer lenders, compliance professionals, and financial regulators. They ensure your business complies with Australian consumer protection laws administered under the Competition and Consumer Act 2010 and regulated by Australia’s main financial service regulators such as the Australian Prudential Regulatory Authority (APRA), the Australian Securities and Investments Commission (ASIC), and the Australian Transaction Reports and Analysis Centre (AUSTRAC).

Compliance transformation

Design a target operating model that brings together a vision for people, processes, and technology to enable your business strategy. We help you build the capacity to transform by establishing a culture that drives shared responsibility and innovation.

Regulatory remediation

Aggregate and improve the quality of existing tools, technologies, and capabilities for look-back reviews and customer remediation. Our team responds to regulatory requests in an agile and efficient way, enabling you to drive business growth and innovation.

Consumer protection

We address your consumer compliance needs through compliance programme management, regulatory reviews, consent and remediation, and operations support.

Compliance risk management

Optimise and automate procedures using data and analytics for forward-looking, predictive controls, applying regulatory compliance expertise for more efficient responses to enforcement actions or issues to allow your business to focus on growth and innovation.

Financial crime consulting

Protiviti offers a multi-dimensional set of solutions to help you fight financial crime while staying in sync with regulatory changes. We collaborate to promote knowledge and skill transfers so your teams can leverage our delivery model, where impactful solutions can lead to lean and efficient operations.

Anti-money laundering (AML) compliance

Protiviti provides a wide variety of consultative services and AML solutions designed to assist organisations in all aspects of AML/Combating the Financing of Terrorism (CFT) compliance, in addition to conducting transaction monitoring, and Know Your Customer (KYC) reviews.

Manage the risks of today while positioning you to meet the challenges of tomorrow

Our approach to regulatory compliance management

We help companies optimise resources and design compliance risk management programmes that are efficient, innovative, and tech-enabled so regulatory risk is covered across your organisation.

In a dynamic market, you need a regulatory compliance consulting partner that can manage the risks of today while positioning you to meet the challenges of tomorrow.

We help you:

Identify, align, and integrate key risk and performance indicators to business objectives and processes so that you can effectively manage regulatory compliance risk
Foster a culture of regulatory compliance so that you can factor in risk throughout your business—from product development, marketing, and sales, to underwriting, pricing, and servicing, as well as third-party risk, complaint, and issues management
Develop effective compliance management systems and solutions grounded in data analytics and built on efficient and agile technology platforms
Establish, evaluate, monitor, and test for fair and responsible financial services
Effectively manage or prepare for regulatory inquiries and exams or related matters requiring attention, and to respond successfully to enforcement actions and consent orders when needed
Determine how to best leverage risk and compliance management resources that promote success and enable innovation
Compliant to APRA’s new cross-industry Prudential Standard CPS 230 to successfully manage operational risk and resilience

Technology Modernisation: protecting your business, reducing costs and remaining compliant

In a world marked by unpredictable geopolitical forces, rapid technological advances, shifting employee and customer sentiments and evolving regulations, businesses face constant disruption. Leaders must modernise while reducing costs, avoiding outages and ensuring compliance with regulations and standards.

Our framework, built on Ardoq technology, helps organisations reimagine their approach to understanding the intricate connections between business and underlying technologies. We help you transform your organisation by connecting business activities to operational processes and databases to drive meaningful change.

Continuous compliance using automated controls and testing

Struggling to balance risk management, cost reduction, and limited resources? Discover how automated controls and continuous testing can boost efficiency, deliver real-time insights, and strengthen resilience, starting with just one small step.

Future-proof your business with smart compliance

Investing in compliance isn’t just a box to tick, it’s about safeguarding your business. By optimising costs now through technology, automation, and expertise, you can prevent the financial and operational disruptions that come with non-compliance.

Why third-party resilience is now non-negotiable

Hirun Tantirigama explains why regulations like APRA CPS 230 and DORA demand stronger third-party resilience. Learn how to manage vendor risks, update contracts with resilience KPIs, and protect your business from disruptions.

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Assess your CPS 230 readiness with Protiviti

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The new standard sets minimum operational resilience requirements that must always be maintained to ensure that any disruptions minimise consumer harm.