Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Client Story February 17, 2021 Internal audit group converts SOX testing to real time, extends coverage tenfold using RPA As internal audit organisations look for effective ways to perform their work in a more agile manner, including how to leverage methodologies, data and technology to add value and become strategic advisers to their business partners, many are finding that the use of robotic process automation (RPA) checks a lot of boxes.RPA integration into internal audit functions is expanding and improving… Survey March 27, 2023 Industry Experience With Remote Branch Inspections Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided temporary relief from the operational challenges of conducting on-site branch inspections during the pandemic, allowing firms to utilise technology to fulfill their inspection obligations remotely. Now, FINRA has proposed a voluntary, three-year remote… Podcast November 30, 2022 Risky Women Podcast | How Children Have Made Me A Better Compliance Leader: Lauren Munfa Denis Camilo, Risk and Compliance Director at Protiviti, talks with Lauren Munfa, Head of Americas Investment Bank C&ORC at UBS, about how much her parent management training translated to running a large compliance programme.Lauren Munfa is the Americas Head of Compliance & Operational Risk Control (C&ORC) for the Investment Bank Division of UBS, as well as the Chief Compliance… Flash Report March 5, 2021 SEC Indicates Greater Interest in Climate Change Disclosures March 4, 2021 - On February 24, 2021, Allison Herren Lee, acting chair of the U.S. Securities and Exchange Commission (SEC), issued a statement directing the SEC’s Division of Corporation Finance to review climate-related disclosures in public company filings and determine the extent to which companies are addressing the topics identified in “Commission Guidance Regarding Disclosure Related to… Blogs December 16, 2022 Are Citizen Developers the New Intrapreneurial Corporate IT Team? This blog post was authored by Kim Bozzella, Managing Director, Global Lead - Technology Consulting on The Technology Insights Blog. Consider this business colleague: She never studied IT but was great at Excel. Then she discovered macros, which piqued her interest to do even more. Now she’s regularly using data visualisations for decision-making. It’s likely that citizen developers are… Whitepaper June 6, 2022 Australia’s Critical Infrastructure Act Reforms — A Positive Step in Strengthening Industry-wide Resilience The existing Security of Critical Infrastructure Act 2018 (SOCI Act), which requires owners and operators to take steps to safeguard defined critical infrastructure assets, has recently been amended to broaden the scope of industry sectors. This has been achieved through a combination of:The Security Legislation Amendment (Critical Infrastructure) Act 2021 (Cth) (the SLACI Act 2021… Podcast April 1, 2020 Podcast Series: GRC Technology Perspectives from Around the Globe Listen to Protiviti’s global podcast series on Governance, Risk and Compliance (GRC) programmes and technologies. Our leaders and experts from around the world provide their perspectives regarding GRC drivers, tools, innovations, and challenges in their market. Video August 3, 2023 Video | How Businesses Can Best Use Microsoft Tom Andreesen, Managing Director, shares his insights on how businesses are using Microsoft Solutions and maximising their investment in those technologies by embracing innovation and collaboration. Discover how Protiviti can help your organisation maximise its investment in Microsoft Solutions. Video August 3, 2023 Video | Future Discretionary Spend: How are organisations investing in technology? Where is your organisation focusing its investments when it comes to technology and future discretionary spend? Learn from Amanda Downs, Managing Director, how digitising the physical and creating new lines of business are helping organisations differentiate from their competitors and transform their businesses. Podcast June 9, 2022 Podcast | Opportunities for greater efficiencies in SOX programmes may have a familiar ring to them Protiviti Managing Directors Clint McPherson and Seth Schrank discuss opportunities to pursue procedural and structural changes in SOX compliance programmes, most notably through the use of third-party delivery centers to handle the highly defined and repeatable controls testing work that dominates SOX compliance efforts. Load More
