Broker Dealer | Protiviti - Australia

Broker Dealer

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Broker-dealers play an integral role as intermediaries in capital markets and must maintain the market breadth that allows them to act as agents on behalf of clients. Having undergone significant upheaval, the financial services industry is reevaluating traditional business models with acceptable levels of risk and related performance. A focus on developing new revenue sources and customer bases, while effectively managing cost and risk, will require carefully crafted business strategies.

 

Our capital markets consultants partner with broker-dealers and investment banks to improve operational models that need to address competitive market dynamics, increased regulatory oversight, and changes in risk-taking activities. We work closely with organisations to provide solutions to help you face the future with confidence.