Regulation Collection The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organisation. Sign up for our insights Whitepaper December 1, 2025 16 min read Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory cycles—and the transitions between them. Regardless of the cycle, regulators have traditionally focused on certain priorities with relative consistency. Read more Featured Insights SURVEY December 11, 2025 8 min read Top Risks 2026: Executive Perspectives & Growth Opportunities Protiviti Top Risks Report 2026 shares executive insights on Gen AI, agentic AI, cyber threats and economic risks. WHITEPAPER October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity,... WHITEPAPER April 9, 2025 18 min read Third-Party Resilience: Increasing Transparency The threats faced by financial institutions are vast, multi-faceted and constantly evolving. The industry has responded in kind, in part by investing... WHITEPAPER March 31, 2025 17 min read The Survival Guide for Chief Compliance Officers in Uncertain Times Chief Compliance Officers (“CCOs”) are facing uncertain times due to a combination of factors that challenge the stability and predictability of their... Previous Article Pagination Next Article SURVEY December 11, 2025 8 min read Top Risks 2026: Executive Perspectives & Growth Opportunities Protiviti Top Risks Report 2026 shares executive insights on Gen AI, agentic AI, cyber threats and economic risks. WHITEPAPER October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity,... WHITEPAPER April 9, 2025 18 min read Third-Party Resilience: Increasing Transparency The threats faced by financial institutions are vast, multi-faceted and constantly evolving. The industry has responded in kind, in part by investing... WHITEPAPER March 31, 2025 17 min read The Survival Guide for Chief Compliance Officers in Uncertain Times Chief Compliance Officers (“CCOs”) are facing uncertain times due to a combination of factors that challenge the stability and predictability of their... Compliance Transformation WHITEPAPER December 1, 2025 16 min read Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory... PODCAST February 17, 2025 3 min read Risky Women Podcast | 2025 Top Compliance Priorities Kimberley Cole hosts Risky Women Radio with guests Carol Beaumier and Bernadine Reese to discuss the top compliance issues in 2025. They reflect on... INSIGHTS PAPER November 27, 2024 13 min read Top compliance challenges facing the technology industry in 2025 In the fast-paced world of technology, both regulators and companies face challenges applying existing laws to new and rapid developments. Given the... INSIGHTS PAPER November 8, 2024 9 min read Understanding the Impact of the EU AI Act: A Primer for Financial Institutions Navigate the EU AI Act's impact on finance with our strategic guide to compliance and ethical AI use. Previous Article Pagination Next Article WHITEPAPER December 1, 2025 16 min read Compliance Priorities for 2026: The Most Unpredictable Year Yet With nearly seven decades of combined experience in financial services compliance, we have witnessed both aggressive and accommodative regulatory... PODCAST February 17, 2025 3 min read Risky Women Podcast | 2025 Top Compliance Priorities Kimberley Cole hosts Risky Women Radio with guests Carol Beaumier and Bernadine Reese to discuss the top compliance issues in 2025. They reflect on... INSIGHTS PAPER November 27, 2024 13 min read Top compliance challenges facing the technology industry in 2025 In the fast-paced world of technology, both regulators and companies face challenges applying existing laws to new and rapid developments. Given the... INSIGHTS PAPER November 8, 2024 9 min read Understanding the Impact of the EU AI Act: A Primer for Financial Institutions Navigate the EU AI Act's impact on finance with our strategic guide to compliance and ethical AI use. Financial Crime WHITEPAPER October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity,... WHITEPAPER January 13, 2025 11 min read Sanctions and export controls: The current and future landscape for global financial institutions For two years running, Protiviti has published a paper on the major sanction developments in the past year and our expectations for the coming year.... WHITEPAPER December 19, 2024 20 min read The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025 As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex. RESEARCH GUIDE November 25, 2024 31 min read FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professions in Hong Kong what the most challenging parts of their job is, and most will likely say it is the timely identification... Previous Article Pagination Next Article WHITEPAPER October 8, 2025 18 min read Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity,... WHITEPAPER January 13, 2025 11 min read Sanctions and export controls: The current and future landscape for global financial institutions For two years running, Protiviti has published a paper on the major sanction developments in the past year and our expectations for the coming year.... WHITEPAPER December 19, 2024 20 min read The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025 As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex. RESEARCH GUIDE November 25, 2024 31 min read FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professions in Hong Kong what the most challenging parts of their job is, and most will likely say it is the timely identification... Insights on the Global Compliance Landscape Learn more Content Collections Audit & Risk Management Collection Protiviti leaders and subject-matter experts from around the world provide insights on key issues facing organisations in our dynamic, challenging and competitive global business climate. Our world-class internal audit and risk assessment experience provides a wealth of information and data to help you meet future challenges. Read More Finance & Operations Collection The role of finance and operation executives is evolving to keep pace with the changing demands of customers and technology. Our finance and operations collection compiles global perspectives to help leaders become a forward-thinking, strategic partner to the business. Read More Financial Services Industry Collection Technology is rapidly evolving and digital adoption accelerating. Regulatory obligations are increasing in scope, rigor and complexity. Global events continue to challenge business, exacerbating existing and exposing new risks. Organisations across the financial services industry are facing demanding customer expectations to… Read More
