Risk & Compliance

Given the increasing regulatory scrutiny related to AML issues and complex challenges faced by financial services organisations in that regard, institutions are realising the importance of implementing and maintaining a robust AML programme. Our core team of AML professionals will work with you to articulate a programme that meets organisational goals and fits the current regulatory climate.

Suspicious transaction monitoring systems enable financial institutions to monitor their customers’ transaction behaviour systematically by providing relevant scenarios/rules that analyze the underlying customer transactions and generate automated alerts of activity that may be unusual and indicative of potential money laundering.

In the times of COVID-19 global pandemic, environmental, social and governance (ESG) issues have been a growing priority for both public and private companies and they have realised the need of setting sustainability standards. Protiviti helps companies assess their current ESG activities and define a future state, perform materiality assessments to identify material ESG topics and much more.

Increased regulatory expectations impact banks from across various asset sizes and create complexities with an underlying common theme that our subject matter experts effectively address: balancing risk and rewards through enterprise-wide risk and capital management.

Even in non-crisis periods, credit losses cost organisations tens of billions of dollars annually. These costs can intensify with sub-optimal and ineffective methodologies, processes, and technology. Protiviti’s credit risk consultants help many of the world’s leading organisations reduce costs and improve returns while matching credit risk strategies to our clients’ risk appetites.

A comprehensive view of an institution’s risks is no longer a luxury, but a requirement to discourage individuals from discounting risks that are significant to the organisation. Protiviti will work to design, implement and maintain effective capabilities that manage your most critical risks and address cultural and other organisational issues that can compromise those capabilities.

Understanding your risk profile and true exposure from profitability, operational and cash flow perspective, is at the core of our dedicated market and commodity risk team. Our professionals have experience trading, hedging, and controlling risk to solve the problems facing management in the fast-paced environment we live in today.

To be ready to face the 21^st-century challenges, firms need to make sure that there is sound management of the processes, people and systems. Our professionals help you enhance regulatory standing, rating agency grades and shareholder confidence.

Today's organisations face unprecedented challenges in managing risk and adhering to complex regulations. The cost of noncompliance can be the loss of an entire enterprise. Our professionals help you develop, implement and uphold an effective regulatory compliance program to maintain your reputation and maximise investments.