Results for Search Submit Filter by: Advanced Filter All results Solutions Industry Typelist People Client Story Insights/Blogs Filter Search Sort by RelevanceDate Order AscDesc Survey March 27, 2023 Industry Experience With Remote Branch Inspections Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided temporary relief from the operational challenges of conducting on-site branch inspections during the pandemic, allowing firms to utilise technology to fulfill their inspection obligations remotely. Now, FINRA has proposed a voluntary, three-year remote… Landing Page Survey Methodology and Demographics Leadership Jeffrey Hau Jeffrey leads Protiviti Hong Kong's risk and compliance and internal audit practices with more than 20 years of experience in regulatory compliance consulting and auditing. As the leader of the financial services practice, his specific areas of focus include advising leading local and international financial institutions on compliance with SFC and HKMA regulations in the areas of conduct,… Landing Page Attracting and retaining top talent drives technology adoption and innovation Landing Page Innovation elevates security concerns Landing Page Technical debt remains a major burden Landing Page A call to action for technology leaders Landing Page Strategies to organize for innovation and address roadblocks vary Landing Page Innovation is a clear goal for most - strategies and approaches are still works in progress Whitepaper February 5, 2021 Emergency Management Solution for Healthcare Organisations As we continue to face an unpredictable pattern of emergencies stemming from natural, human and technological events, the COVID-19 pandemic — for however long it may be with us — will likely continue even as other emergencies (such as hurricanes, wildfires, floods and flu season) arise, which complicates healthcare organisations’ plans for every potential event. Healthcare leaders are seeking a… Load More
