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May 3, 2021

Protiviti Risk & Compliance Podcast – Prepping for a monitor visit or regulatory review

Welcome to our monthly Risk & Compliance podcast where this month we're catching up with Henry Yu, head of financial crime for the APAC region at Natixis to discuss best practices when it comes to planning for a monitor visit or regulatory review.
Podcast Transcript

May 3, 2021

Transcript | Protiviti Risk & Compliance Podcast – Prepping for a monitor visit or regulatory review

Welcome to our monthly Risk & Compliance podcast where this month we're catching up with Henry Yu, head of financial crime for the APAC region at Natixis to discuss best practices when it comes to planning for a monitor visit or regulatory review.
Whitepaper

October 8, 2025

Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC

The bases for the appeal of crypto assets vary across interested parties: potential for high returns, diversification, user control, anonymity, customer demand, low-cost global payment capability, and the oft-expressed FOMO (fear of missing out), among them. With a market cap as of mid-September 2025 of $4.22 trillion, crypto assets have experienced explosive growth over the last five to 10 years…
Podcast

July 21, 2022

Risky Women Podcast | Compliance & Risk Challenges for Small Asset Management Firms: Amy Aubin

Jackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of smaller firms in the asset management industry, where innovation and access to compliance networks are of importance in the management of risk. Amy Aubin is the Chief Compliance Officer of Waypoint Investment Partners Inc., an independent wealth…
Blogs

July 16, 2025

Looking beyond compliance: The long game of sustainability management and reporting

As regulators in Europe and the United States pump the brakes on mandatory sustainability reporting regulations, sustainability management emerges as a driver of business value on its own. Recent data shows executives are unwilling to drop sustainability from their agenda, regardless of the political winds and regulatory pull-back.
Podcast

April 27, 2022

Podcast | Risky Women - Regulatory Change Transformation: Diane Minunni Callan

In this episode of our Transformation Series on Risky Women Radio, Protiviti talks with Diane Minunni Callan, Head of Compliance – Enterprise Corporate Office, Regulatory Change & Academy of TD Bank about their ongoing development and enhancement of compliance programmes and regulatory change management processes - from ESG to AI.
Insights paper

March 24, 2026

Finance to the Defense and Aerospace Industry: The Sanctions Risk Assessment Model as a Strategic Lever for Risk Management

Leverage the sanctions risk assessment model to strengthen strategic risk management in the defense and aerospace industry amid evolving regulatory demands.
Podcast

July 23, 2024

Risky Women Radio | Women in Risk Management: Challenges and Opportunities

Dive into the world of women in risk management. In this Risky Women podcast, Jenny Wong & Gayle Lacey discuss risk management challenges & opportunities.
Podcast

August 17, 2023

Risky Women Podcast | Talent Management and the Nature of Work

Tonya Hummers, Managing Director at Protiviti, speaks with Sarah Olthoff, Senior Vice President and Chief Business Risk Officer at Discover Financial Services.Watch the podcast as Tonya and Sarah discuss resiliency and adaptability as key traits for succeeding in the face of challenges, the evolving nature of work environments and shifts towards hybrid models to support flexible schedules in the…
Podcast Transcript

May 24, 2021

Transcript | Risky Women - Regulatory Change Transformation Diane Minunni Callan

In this episode of our Transformation Series on Risky Women Radio, Protiviti talks with Diane Minunni Callan, Head of Compliance – Enterprise Corporate Office, Regulatory Change & Academy of TD Bank about their ongoing development and enhancement of compliance programs and regulatory change management processes - from ESG to AI.

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