Insight Search Search Submit Sort by: Relevance Date Search Sort by Relevance Date Order Asc Desc Client Story September 26, 2022 U.S. energy leader undertakes a successful divestiture through a strong programme management office A leading Fortune 500 energy company with nine million utility customers sought to divest a long-held subsidiary to another leading energy provider. Solving the complex transition of technology, data and customer service from one provider to another required a comprehensive understanding of both the security environment and the timing of regulatory approvals. Utilising a team of experienced… Newsletter May 10, 2022 SIFMA Quantum Dawn VI A Decade of Testing and Resilience Over the past 10 years, the Securities Industry and Financial Markets Association (SIFMA) has coordinated a series of industrywide resilience exercises known as Quantum Dawn. These exercises provide a forum for financial firms, regulatory bodies, central banks, law enforcement, government agencies, trade associations and information-sharing organisations to… Podcast July 21, 2022 Risky Women Podcast | Compliance & Risk Challenges for Small Asset Management Firms: Amy Aubin Jackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of smaller firms in the asset management industry, where innovation and access to compliance networks are of importance in the management of risk. Amy Aubin is the Chief Compliance Officer of Waypoint Investment Partners Inc., an independent wealth… Whitepaper September 2, 2022 Guide to business continuity & resilience Plan for the Unexpected. Build Resiliency. Instill your organisation with the advantage to endure company disruptions and consistently meet business goals with reduced financial, operational, cybersecurity, and efficiency losses. Assess your areas of risk and develop, enhance, as well as maintain plans to enable resilience, regardless of the circumstance. Flashing back to 2020, the world… Blogs August 8, 2023 The metaverse in 2040? Buckle up for a bumpy ride, says Elon professor and Pew researcher Janna Anderson, professor of communications and director of the Imagining the Internet Center at Elon University, is the lead author of the report The Metaverse in 2040, published in partnership with Pew Research. She is a senior contract researcher for Pew and co-leads the center’s 19-year series of reports outlining experts’ predictions for the most likely future of digital life. The full… Whitepaper April 24, 2024 Sanctions Risk Assessment: A Key Risk Management Tool Faced with the growing complexity of the geopolitical landscape, governments have been using financial sanctions increasingly as foreign policy tools to respond to developments as wide ranging as regional conflicts and wars, terrorism, and human slavery. In today’s highly charged geopolitical environment, sanctions compliance is a focus not only for financial institutions and regulatory… Whitepaper July 28, 2022 Maximising OT Security and Resiliency Through a Risk-Based Framework The past 18 months have seen a significant increase in threats targeting critical infrastructure and operational technology (OT) networks. These environments are prime targets due to their age, complexity and importance to organisations. OT is the driver behind the largest corporations in the world – whether it is mixing the secret recipe for Coca-Cola, generating power for millions of customers,… Blogs July 6, 2022 Demystifying Digital Transformation in Finance Digital transformation in finance has been on the docket for years. So, why do organisations still struggle? The status quo is filled with manual, spreadsheet-driven workflows and fractured application ecosystems that may have been caused by failed attempts at digital transformation — and significant investments alone will not guarantee success. These issues have led to reduced data integrity… Flash Report May 16, 2022 Latest Amendments to the Corporate Governance Code by the Stock Exchange of Hong Kong and Related Amendments and Publications The Stock Exchange of Hong Kong Limited (HKEX) recently published consultation conclusions on the review of the corporate governance framework. Based on the consultation conclusions, HKEX amended the Corporate Governance Code (“CG Code”) set out in Appendix 14 of the Main Board Listing Rules as well as some related Listing Rules, most of which have become effective since 1 January 2022.… Flash Report July 30, 2020 National People's Congress of China Publishes Draft of New Data Security Law On July 3, 2020, China’s top lawmaking body, the National People’s Congress of China (NPC), published the draft of China’s Data Security Law (DSL) for public comment. If passed, this law will establish a regulatory framework for data security in China, with a focus on governing data that, if leaked, could impact the country’s national or economic security, social stability, or public health and… Load More