Compliance Insights: Nov - Dec 2018

This monthly roundup of compliance news includes the following articles: (a) UDAAP: Further Clarification Forthcoming on “Abusive” Acts and Practises; (b) Federal Banking Agencies Issue Frequently Asked Questions on the Appraisal Regulations; (c) The Benefit of Sharing BSA/AML Resources.

Setting the 2019 Audit Committee Agenda

The demands on boards of directors are as significant today as they have ever been. Each committee of the board faces its own significant challenges, and the audit committee is no exception. Indeed, audit committees have their hands full with new accounting standards coming into effect, an active Public Company Accounting Oversight Board (PCAOB) inspections agenda, and continued uncertainty in the geopolitical, business and regulatory environments. Even the relevance of the accounting and reporting model is currently under fire.

Modernising Legacy Systems at Financial Institutions

This white paper discusses legacy systems modernisation in light of recent developments, examines relevant case studies, and provides the latest thinking on the subject.

Oversight Of Digital Transformation

Disruptive innovation has a clear impact on the half-life of companies’ business models. Industry disruption and digital transformation present a new frontier of opportunity and risk that is shaping — and speeding up — business model changes.