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PreView - Protiviti’s View on Emerging Risks
View the latest edition to learn about the risks that are developing in the market.
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Asia-Pacific Financial Services Insights - July 2019
Welcome to the latest edition of Protiviti’s Asia-Pacific Financial Services Insights. In this monthly newsletter, we provide a summary of important developments across the Asia-Pacific financial services sector, including those related to the ever-changing regulatory landscape.
Building Blocks for an Effective AML Enterprisewide Risk Assessment
The risks of money laundering for a financial services company are indisputable. The types of customers served, the products and services provided and how these are delivered, as well as the geographic footprint of the company and location of its customers all, pose risks. For decades, the Financial Action Task Force (FATF), governments and regulators, and industry bodies such as The Wolfsberg Group have emphasised that anti-money laundering (AML) risk assessments are foundational underpinnings of a sound AML compliance programme.
Compliance Insights July 2019
SEC Adopts Regulation Best Interest to Enhance Protections for Retail Investors Recent OFAC Amendments Include New Obligations FDIC Releases Supervisory Highlights Outlining Consumer Compliance Issues CFPB Releases Spring 2019 Rulemaking Agenda
How We Help Our Clients Succeed
Protiviti advances modernisation of business systems for client operating in a far-flung locale
How Protiviti helped a Canadian government contractor modernise its systems for better ROI and financial reporting
Leading HVAC manufacturer deploys artificial intelligence to meet new lease accounting rules
AI helps large HVAC manufacturer beat ASC 842 compliance deadline with reduced project hours and increased accuracy.
A global bank partners with Protiviti to manage third-party risk
Protiviti helped in designing and implementing an automated TPRM programme, including an operating model, policies, frameworks, procedures and enabling technology.
A growing U.S. manufacturer discovers the value of an indirect sourcing function and builds a procurement department with Protiviti’s help
By targeting 14 categories of procurement spending, Protiviti identified $22.2 million in potential savings, and the company was on track to save nearly $13 million by the end of 2018. Protiviti was able to negotiate with an IT supplier early in the assignment, achieving a substantial amount of savings.
Digitally minded managed care organisation taps Protiviti to lead RPA implementation in its claims audit department
Managed care organisation partners with Protiviti to implement robotic process automation innovations, boost operational efficiency and further growth.