Regulation
Collection
The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organisation.
Featured Insights
Advanced Analytics in Sanctions Compliance
The adoption of advanced analytical tools and emerging technologies such as AI and ML has continued to gain enterprise adoption across compliance...
A Call for Transparency Amid a Shifting Legal and Regulatory Landscape
The increasing complexity of the legal and regulatory landscape is challenging the board’s fiduciary duties. Emerging trends ushering in a call for...
One Year of Russian Sanctions: A Financial Services Industry Perspective
On February 24, 2022, Russia invaded Ukraine. The global condemnation of the invasion has included an unprecedented number of sanctions against Russia...
Executive Perspectives on Top Risks 2023 & 2032
PE-owned companies weigh in on their top risks for 2023 and the next decade, from labor and global supply chain issues to resilience and culture
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Compliance Transformation
What Do the Silicon Valley Bank and Signature Bank Failures Mean for Bank Supervision?
On April 28, four reports were issued on the failures of Silicon Valley Bank and Signature Bank. These reports signal the next stage of what is likely...
Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures
In recent years, increasing pressures from a variety of stakeholders have combined to drive companies toward more sustainable practices in their...
COSO Issues Supplemental Guidance on Internal Control Over Sustainability Reporting
The Committee of Sponsoring Organisations of the Treadway Commission (COSO) has released supplemental guidance on how to effectively apply the 2013...
Industry Experience With Remote Branch Inspections
Beginning in 2020, the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) and several states provided...
Financial Crime
Navigating sanctions compliance through the transition to ISO 20022
The International Organisation for Standardisation’s (ISO) new global messaging standard, ISO 20022, is set to be adopted by payment processing...
Top Takeaways from the EBA’s Report on the ML/TF Risks of Payment Institutions
The European Banking Authority (EBA) recently released a report on its 2022 review of the money laundering/terrorist financing (ML/TF) risks of...
Mitigating crypto sanctions evasion risk in financial institutions
The Financial Action Task Force (FATF) has long warned that criminals leverage virtual assets not only for predicate or money-laundering offenses but...
Positioning Asset Managers to Withstand Economic Sanctions
Governments around the globe have engaged increasingly in offensive economic-sanction tactics in response to geopolitical conflicts, social injustice...
Credit
Reshaping Loan Servicing Compliance
Servicers in lending organizations are challenged with navigating economic headwinds that are pushing delinquency- and default-rate projections higher...
Preparing financial institutions for an unfamiliar economic downturn
We are in unusual economic times. While making predictions may be a fool’s errand, the aggressive posturing among central banks to fight runaway...
Managing credit risk in a differentiated downturn
In this issue of the Credit Pulse, we look at credit risk considering the macroeconomic and geopolitical trends likely to shape the financial services...
Credit Pulse Spring 2022
Geopolitical Instability Moves the Goalposts AgainIn this issue of the Credit Pulse, we look at credit risk considering the macroeconomic and...
Technology Risk
The Innovation vs. Technical Debt Tug of War
Technology leaders are exploring new ways to drive innovation and maximise the value of IT in a changing world driven by disruption and a need for...
Collaboration: The key to better management of cybercrime and financial crime
By Carol Beaumier and Bernadine Reese
Sharing information and lessons learned has become increasingly critical for the effective management of...
The Global Consequences of Europe’s New Digital Regulatory Regime
Why technology companies should care about the EU’s Digital Services Act
A new and dramatic approach to regulating big technology firms is coming...
Video | Finding Equilibrium in an Era of Heightened Regulation
According to S&P, the combined current stock market value ($9.3 trillion) of the five tech titans (Apple, Microsoft, Google, Amazon, and Facebook)...
