Regulatory Compliance Services

我们的合规遵循服务帮助您管理当前风险，创造未来成功。

颠覆性技术、监管压力、不断变化的客户忠诚度以及提高经济回报的压力，这些只是企业所要面对的挑战的冰山一角，他们需要通过创新和管理合规风险来加以克服，以便在未来十年取得成功。

不断变化的监管环境和对降低成本的日益重视，增加了金融服务机构实现盈利增长的复杂性。

甫瀚咨询的合规遵循团队通过咨询人才与行业专业人士（包括风险和技术高管、商业和消费贷款专家、合规专业人士以及金融监管机构人员）的独特组合，为企业带来了行业经验和创新思维的整合。

Compliance Risk Management

Optimize and automate procedures using data and analytics for forward-looking, predictive controls, applying regulatory compliance expertize for more efficient responses to enforcement actions or issues to allow your business to focus on growth and innovation.

Consumer Protection

We combine world-class consumer compliance expertize, hands on experience as former chief compliance officers and regulators, and proven methodologies to address your consumer compliance needs through compliance program management, regulatory reviews, consent and remediation support, and operations support.

Financial Crime Compliance

Protiviti offers a multi-dimensional set of solutions to help you fight financial crime while staying in sync with regulatory changes. We collaborate to promote knowledge and skill transfers so your teams can leverage our delivery model, where impactful solutions can lead to lean and efficient operations.

Regulatory Remediation

Aggregate and improve the quality of existing tools, technologies, and capabilities to effectively address regulatory actions. Our team responds to regulatory requests in an agile and efficient way, enabling you to drive business growth and innovation.

Compliance Transformation

Design a target operating model that brings together a vision for people, processes, and technology to enable your business strategy. We help you build the capacity to transform by establishing a culture that drives shared responsibility and innovation.

Anti-money laundering (AML) compliance

Protiviti provides a wide variety of consultative services and AML solutions designed to assist organizations in all aspects of AML/Combating the Financing of Terrorism (CFT) compliance, in addition to conducting transaction monitoring, and Know Your Customer (KYC) reviews.

Manage the risks of today while positioning you to meet the challenges of tomorrow

Our Approach

We help companies optimize resources and design compliance risk management programs that are efficient, innovative, and tech-enabled so regulatory risk is covered across your organization.

In a dynamic market, you need a regulatory compliance consulting partner that can manage the risks of today while positioning you to meet the challenges of tomorrow.

We help you:

Identify, align, and integrate key risk and performance indicators to business objectives and processes so that you can effectively manage risk
Foster a culture of regulatory compliance so that you can factor in risk throughout your business—from product development, marketing, and sales, to underwriting, pricing, and servicing, as well as third-party risk, complaint, and issues management
Develop effective compliance management systems and solutions grounded in data analytics and built on efficient and agile technology platforms
Establish, evaluate, monitor, and test for fair and responsible financial services
Effectively manage or prepare for regulatory inquiries and exams or related matters requiring attention, and to respond successfully to enforcement actions and consent orders when needed
Determine how to best leverage resources that promote success and enable innovation

Technology Modernization: protecting your business, reducing costs and remaining compliant

In a world marked by unpredictable geopolitical forces, rapid technological advances, shifting employee and customer sentiments and evolving regulations, businesses face constant disruption. Leaders must modernize while reducing costs, avoiding outages and ensuring compliance with regulations and standards.

Our framework, built on Ardoq technology, helps organizations reimagine their approach to understanding the intricate connections between business and underlying technologies. We help you transform your organization by connecting business activities to operational processes and databases to drive meaningful change.