银行和资本市场 技术正在迅速发展,数字应用也在加速。监管义务的范围、严格程度和复杂性都在增加。全球性事件继续挑战金融业,加剧了现有的和新的风险。银行和资本市场正面临着客户对提供无缝和不间断服务的苛刻期望,同时还需应对不断上升的成本压力和监管审查。 甫瀚咨询通过风险洞察、监管合规、良好控制等方式,提供领先技术支持,帮助金融服务机构卓有成效地发展。 众所周知,未来风险具有不确定性,因此,C级高管和董事会对未来新出现的问题做出预测就变得尤为重要。企业应着重建立以信任为基础的弹性文化,从而能够在瞬息万变的环境下应对不断变化的优先事项。 甫瀚咨询凭借能够为金融机构提供切实可行的解决方案而广受赞誉,我们的解决方案体现了企业在成功应对挫折时所需的五大特征:人性化、灵活性、智能化、创新性和模块化。我们所组建的一体化团队由具备专业技能和流程经验的人员组成,帮助企业高管开发务实的、可转型的、且具有风险洞察的解决方案,以令您可以游刃有余地应对新挑战,抓住符合核心价值的结构转型机遇,确保企业未来的持续发展。 甫瀚咨询与母公司——全球首家大型专业人才解决方案公司罗致恒富(Robert Half)合作,将我们深厚的专业咨询知识与Robert Half高技能、经验丰富的专业人才相结合,采用独特、灵活的交付模式解决您企业的业务难题。 The Modern CIO Dilemma In this exclusive series from Protiviti, explore quick-hit insights and executive perspectives on the evolving role of the CIO in financial services. The video series The Modern CIO Dilemma distills key conversations into video briefings and podcast episodes. Watch series What we do Our services Leadership Our Services Our Banking and Capital Markets consulting advisors provide solutions tailored to your organization’s unique needs in the following areas: Pro Briefcase Internal Audit Through our world-class Internal Audit and Sarbanes-Oxley practices, we ensure your IA activity provides the highest value to your organization, whether you need to employ agile principles and AI to transform your IA function or co-source or fully outsource your Internal Audit and Controls functions. Pro Building office Regulatory Compliance Our subject matter advisors use their understanding of global and domestic regulatory landscapes to help you optimize resources and design compliance risk management programs that are efficient, innovative, and, tech-enabled increasing the effectiveness and decreasing the cost of compliance. Pro Document Consent Risk Management Proactive leaders know they must adopt more innovative risk management practices to succeed. We help you leverage emerging technologies, harness data and maintain a strong control environment so you stay on the leading edge of risk management while improving your bottom line. Pro Document Stack Managed Solutions We provide a unique and flexible delivery model for consulting, implementation and operations services to help you address short-term skill gaps, deliver project results, and transform your organization by creating the right team that can scale up or down quickly and cost effectively to fit your needs. Pro Legal Briefcase Digital Transformation Evolving needs and customer expectations challenge even the most agile organizations. We help you think differently to redefine customer experience, explore new operating models, create enhanced digital channels, and build skills that instill a culture of innovation and agility. Pro Location Globe Cybersecurity Cybersecurity is a top priority for boards and ERM functions seeking proper visibility and understanding of their cyber threat landscape. We help firms protect data by assessing, developing, implementing and managing end-to-end agile solutions to help you safely grow your business. Pro Screen System Integration Technology Whether you are looking to automate, modernize, or embark on an end-to-end transformation journey, our technology consulting solutions can help. Our services range from strategy, design, and development through implementation, risk management, and managed services. Pro System Security Sustainability Environmental, Social and Governance (ESG) presents asset and wealth management firms with both risk and opportunity. We partner with firms to evaluate ESG strategy, identify and monitor objectives, manage risk, support sustainable finance programs, and meet compliance requirements. Pro Document Folder Legal Consulting Our attorneys, certified fraud examiners, data privacy professionals, CPAs, and technology specialists provide solutions in the business of law involving litigation and investigations, legal compliance, transactions, technology, contract management, data security and privacy and operations optimization. Featured insights SURVEY From Automation to Autonomy - The Capabilities and Complexities of AI Agents | AI Pulse - Vol.3 6 min read Protiviti's AI Survey 3.0 reveals organizations are using Agentic AI to enhance decisions, improve efficiency and shape the future. SURVEY 2025 Global Finance Trends Survey 5 min read Finance trends 2025 report outlines CFO priorities, AI adoption in financial services, and finance transformation driving the future of finance. BLOG Financial Services CIO Dilemma Solved: Driving Growth With ServiceNow 5 min read Recently, Protiviti hosted technology executives from leading financial services institutions (FSIs) for a roundtable discussion to explore what those leaders see as their strategic priorities and emerging challenges. It was a lively discussion with... SURVEY Financial services risk insights 3 min read Consistent with past surveys, the results of the financial services industry (FSI) reflect a higher level of concern about the risk environment than the general population of survey respondents. What is noteworthy this year is that the deviation... BLOG Slimmed-Down CFPB Scales Back Regulatory Priorities, Shifts Focus Back to Big Banks 4 min read The big picture: The Consumer Financial Protection Bureau has reprioritized its focus amid political scrutiny. Reduced examinations: The CFPB will cut examinations by 50% and focus on depositary institutions. Certain products offered by non-bank... WHITEPAPER Third-Party Resilience: Increasing Transparency 15 min read The threats faced by financial institutions are vast, multi-faceted and constantly evolving. The industry has responded in kind, in part by investing in resilience capabilities that enhance their ability to recover from destructive attacks, including... Previous Article Pagination Next Article Featured client stories Leading Bank Taps Protiviti and AuditBoard to Transform Internal Audit 6 min read Leading bank achieves impactful internal audit transformation with Protiviti and AuditBoard, realizing efficiency, cost savings, and enhanced compliance within six months. Leading Financial Services Company Delivers Enterprise-Grade Transformation with Microsoft 5 min read Data protection is a vital cornerstone for a successful enterprise adoption of generative AI, ensuring secure and effective integration of advanced technologies. This global financial services leader, serving millions of customers worldwide,... A Healthcare Giant's Journey to Evaluate Risk, Strengthen Data Use Licensing Agreements with Third-Party Vendors 6 min read Organisations should regularly monitor obligations and compliance within their third-party contract universe. Global Financial Service Provider Prepares for New Sustainability Reporting Mandates 5 min read A global financial service provider prepares for new mandates by advancing sustainability reporting efforts, ensuring compliance and ESG integration. User-Centric Design, Accelerated by AI, Unlocks Digital Experience for Women’s Bond Club 7 min read Protiviti collaborated with WBC members and non-members to collect feedback, design, and develop a user-friendly, intuitive site. We assisted in the modernization of the site’s utility and architecture to enhance engagement. Leveraging existing... A Healthcare Giant's Journey to Evaluate Risk, Strengthen Data Use Licensing Agreements with Third-Party Vendors 6 min read Organisations should regularly monitor obligations and compliance within their third-party contract universe. Florida-Based Bank Optimizes Customer Relationship Value Through Innovative Data Approach 5 min read This Florida-based organization has grown from a small community back to one of the state’s largest financial institutions. Over time, the bank built its reputation by maintaining the personalized service of a community bank while investing in the... Previous Article Pagination Next Article Leadership Michael Brauneis Mike is Protiviti’s global leader of Industry & Client Programs and a member of Protiviti’s executive team. He also serves as the leader of the firm’s global Financial Services industry practice. Mike has more than 20 years of experience focused on serving clients ... Learn More Douglas Wilbert Douglas is a Managing Director in the Risk and Compliance division of Protiviti’s New York office. Douglas has over twenty years experience in financial services / capital markets and has worked on large scale consulting projects that range from financial close ... Learn More John McDermott John McDermott is responsible for enhancing and expanding Protiviti’s global risk, compliance, governance, and audit practices within the financial services industry. He provides subject matter expertise from years of personal experience as a Chief Risk Officer, General ... Learn More