Regulatory Compliance Consulting

Respond and manage today’s risks to build future success.

Today organisations face disruptive technologies, shifting regulatory pressures, evolving customer expectations, and the constant demand to improve economic returns. Navigating these complexities requires innovation and a strong approach to managing compliance risks.

The regulatory landscape is dynamic, and the push for cost efficiency only heightens the challenge of achieving sustainable, profitable growth.

Protiviti’s regulatory compliance consulting team brings a blend of experience and fresh thinking through a unique mix of consulting talent combined with former industry professionals, including risk and technology executives, commercial and consumer lenders, compliance professionals, and financial regulators.

Protiviti provides regulatory compliance services to help you confidently navigate complex requirements, strengthen governance, risk and compliance (GRC) programmes, reduce regulatory risk, and build programmes that support your business goals.

Compliance transformation

Design a target operating model that brings together a vision for people, processes, and technology to enable your business strategy. We help you build the capacity to transform by establishing a culture that drives shared responsibility and innovation.

Regulatory remediation

Aggregate and improve the quality of existing tools, technologies, and capabilities for look-back reviews and customer remediation. Our team responds to regulatory requests in an agile and efficient way, enabling you to drive business growth and innovation.

Consumer protection

We address your consumer compliance needs through compliance programme management, regulatory reviews, consent and remediation, and operations support.

Compliance risk management

Optimise and automate procedures using data and analytics for forward-looking, predictive controls, applying regulatory compliance expertise for more efficient responses to enforcement actions or issues to allow your business to focus on growth and innovation.

Financial crime compliance

Protiviti offers a multi-dimensional set of solutions to help you fight financial crime while staying in sync with regulatory changes. We collaborate to promote knowledge and skill transfers so your teams can leverage our delivery model, where impactful solutions can lead to lean and efficient operations.

Consumer duty

The Consumer Duty is the next evolution of the Financial Conduct Authority’s (FCA) Conduct Risk agenda which sets a higher standard of consumer protection in retail financial markets. It introduces a new Principle for Business, which states that firms should act to deliver good outcomes for retail customers.

Skilled person reviews

The Protiviti team has extensive experience of supporting clients to prepare, manage and complete successful Skilled Person Reviews. This experience covers many sectors and different regulatory topics with firms of varying size and complexity.

Client assets (CASS) and safeguarding

Protiviti provides Client Assets and Safeguarding advice and guidance through review of clients’ governance, systems and controls, reporting arrangements, assessments of their compliance with relevant regulations, guidelines and understanding of best practice, and provision.

Anti-money laundering (AML) compliance

Protiviti provides a wide variety of consultative services and AML solutions designed to assist organisations in all aspects of AML/Combating the Financing of Terrorism (CFT) compliance, in addition to conducting transaction monitoring, and Know Your Customer (KYC) reviews.

Manage the risks of today while positioning you to meet the challenges of tomorrow

What is Protiviti’s approach to regulatory compliance management?

We help companies optimise resources and design compliance risk management programmes that are efficient, innovative, and tech-enabled so regulatory risk is covered across your organisation.

In a dynamic market, you need a regulatory compliance consulting partner that can manage the risks of today while positioning you to meet the challenges of tomorrow.

We help you:

Identify, align, and integrate key risk and performance indicators to business objectives and processes so that you can effectively manage risk
Foster a culture of regulatory compliance so that you can factor in risk throughout your business from product development, marketing, and sales, to underwriting, pricing, and servicing, as well as third-party risk, complaint, and issues management
Develop effective compliance management systems and solutions grounded in data analytics and built on efficient and agile technology platforms
Establish, evaluate, monitor, and test for fair and responsible financial services
Effectively manage or prepare for regulatory inquiries and exams or related matters requiring attention, and to respond successfully to enforcement actions and consent orders when needed
Determine how to best leverage resources that promote success and enable innovation

Technology Modernisation: protecting your business, reducing costs and remaining compliant

In a world marked by unpredictable geopolitical forces, rapid technological advances, shifting employee and customer sentiments and evolving regulations, businesses face constant disruption. Leaders must modernise while reducing costs, avoiding outages and ensuring compliance with regulations and standards.

Our framework, built on Ardoq technology, helps organisations reimagine their approach to understanding the intricate connections between business and underlying technologies. We help you transform your organisation by connecting business activities to operational processes and databases to drive meaningful change.

Leadership

Bernadine Reese

Bernadine is a Managing Director within our Financial Services Industry (FSI) Regulatory practice in the U.K. Prior to joining Protiviti 17 years ago, Bernadine was a Director in KPMG’s Regulatory Services practice. A chartered accountant by training, Bernadine has over ...

Learn more

Featured insights

From Obligation to Opportunity: Implementing an EU AI Act-Compliant AI and Data Literacy Programme

BLOGS

8 min read

Navigating the Transition to T+1 Settlement in Europe and the UK

WHITEPAPER

2 min read

Top Risks 2026: Executive Perspectives & Growth Opportunities

SURVEY

8 min read

Compliance Priorities for 2026: The Most Unpredictable Year Yet

WHITEPAPER

16 min read

Where fraud meets compliance: Building a stronger line of defence

WHITEPAPER

19 min read

The AI-People Conundrum: Learning to Lead, Not Lag | AI Pulse - Vol.5

SURVEY

12 min read

Navigating the Transition to T+1 Settlement in Europe and the UK

WHITEPAPER

2 min read

SIFMA’s Quantum Dawn VIII After-Action Report

WHITEPAPER

3 min read

Building a resilient, future-ready online-safety compliance function

INSIGHTS PAPER

3 min read

Risky Women Podcast | Navigating 2026 Compliance Priorities: A Mid-year Reality Check

PODCAST

2 min read

Featured client stories

Online Platform Navigates Multi-Regime Online Safety Compliance

Unified Compliance Framework helps global online platforms streamline multi-regime safety compliance, reducing duplication and saving 1000+ hours of effort.

3 min read

Protiviti Supports BTG Pactual’s Expansion into the U.S. Market

Protiviti is proud to have partnered with BTG Pactual, the largest investment bank in Latin America, as the firm pursued a key milestone in expanding their presence in the United States through the acquisition of a New York federal savings bank, its...

2 min read

Quantum computing helps financial services organisation improve portfolio optimisation

A joint team of quantum computing engineers and financial analysts at this industry leader in digital financial services, led by a forward-thinking CIO, knew they wanted to take advantage of quantum computing to solve unique challenges that could not...

6 min read

Frequently asked questions

+ EXPAND ALL

What is regulatory compliance consulting?

Regulatory compliance consulting helps UK organisations understand, implement and maintain compliance with evolving legal, regulatory and industry requirements. Protiviti's regulatory compliance consulting services help businesses strengthen governance, manage compliance risk and develop practical frameworks that support sustainable regulatory compliance.

Why is regulatory compliance important for organisations in the UK?

Regulatory compliance helps UK organisations meet legal and regulatory obligations, protect their reputation and reduce the risk of financial penalties and operational disruption. A strong compliance programme also builds stakeholder trust and supports effective governance in an increasingly regulated business environment.

How do technology solutions support regulatory compliance?

Technology helps organisations automate compliance processes, monitor regulatory requirements, identify compliance gaps and generate real-time reporting. Protiviti help organisations leverage technology to improve regulatory compliance, strengthen risk management and respond more effectively to changing regulations.

Which industries benefit most from regulatory compliance consulting?

Organisations across financial services, healthcare, energy, manufacturing, retail, technology and the public sector can benefit from regulatory compliance consulting. Protiviti helps UK organisations address industry-specific regulations while strengthening governance and reducing compliance risk.

Why choose Protiviti for regulatory compliance consulting in the UK?

Protiviti combines deep regulatory expertise with industry knowledge and technology capabilities to help UK organisations navigate complex regulatory requirements. Our regulatory compliance consulting services help businesses strengthen governance, manage compliance risk and achieve sustainable compliance outcomes.

Search in Protiviti.com

Regulatory Compliance Services

Respond and manage today’s risks to build future success.

Whitepaper

Navigating 2026 Compliance Priorities: A Midyear Reality Check