Financial Crime Compliance

Turning financial crime fighting into a competitive advantage

Protiviti offers a multi-dimensional set of solutions to help your organisation efficiently fight financial crime while staying in sync with regulatory changes. We operate in a highly collaborative environment to promote knowledge and skill transfers and enable your teams to lead through innovative and sustainable processes. We leverage our proven solutions to help our clients more effectively and efficiently manage their financial crime risks.  

The financial crime landscape has become increasingly complex due to global uncertainty, increasingly sophisticated criminals and an ever-changing regulatory environment.  The “cost of compliance” continues to be a major challenge for financial services companies with innovation and technology essential to successfully addressing that challenge. As financial crimes technology becomes more sophisticated and the regulatory landscape continues to evolve, financial institutions need  to adopt innovative, proactive and sustainable measures to keep up with the pace of change and effectively combat “bad” actors. We view Financial crime as falling into five broad areas:

  • Money Laundering.
  • Terrorist Financing and Sanctions evasion
  • Fraud and Identity Theft
  • Bribery and Corruption
  • Market Manipulation and Insider Trading

Our set of eight core solutions are designed to help Financial Institutions to comply with the plethora of Financial Crime related regulations in a cost optimised way. Our suite of solutions span:  Anti-Money Laundering, OFAC and Trade Sanctions; Fraud Prevention and Detection, Anti-Bribery & Corruption, Market Abuse & Trade Surveillance. 

Financial Crime costs continue to escalate, making innovative solutions even more important

Financial crime compliance services

Pro Document Stack

Assess and Assure Services

We identify, quantify, document, monitor, and manage financial crime risks both horizontally across your business, as well as vertically down to any one individual customer relationship to evaluate the effectiveness and design of your financial crimes landscape.

Pro System Security

Respond and Remediate Services

In a highly regulated environment our clients need to be able to successfully prepare for and respond to regulatory examinations and deal with the unexpected. Our services include: Regulatory examination planning and management; programme remediation planning and execution; Regulatory change planning and execution, Incident response and crisis management.

Pro Legal Briefcase

Investigation Services

We deliver meaningful, data-driven insights to help you improve the effectiveness of your programme by consolidating your processes into one customised enterprise driven solution.

Pro Document Files

Data and Analytics Services

We analyse and validate business data to test the effectiveness of internal controls across your financial crime programmes so your organisation can execute strategic initiatives while mitigating risks.

Pro Document Consent

Transformational Services

We transform your compliance programme using data, technology, and human intelligence to optimise your programmes while reducing risks, containing costs, and improving your financial crime ecosystem.

Pro Location Globe

People and Organisation Services

Protiviti’s approach to helping organisations leverage their most trusted assets, their people, is driven by the power of human intelligence where data, technology, change management, and training are the key ingredients to establishing a well-rounded people centric strategy.

Pro Rightmark Square

Managed Services

Protiviti’s Managed Operations Services helps organisations take a cost-effective analytical approach to better manage low-level low-costs tasks, anticipated resource needs, and improve flexibility, so organisations can focus on driving business growth and meet client demand.


How we do it

Protiviti helps compliance officers, board members, and all three lines of defense respond to situations of noncompliance and provide sustainable Financial Crime Compliance (FCC) solutions.

Protiviti provides a wide variety of consultative services designed to assist organisations in all aspects of AML/Combating of the Financing of Terrorism (CFT) compliance.

Drive innovative financial crime consulting thinking and execution

Our approach

Protiviti understands the key financial crime challenges leaders face today as well as the future risks for which they need to prepare. We help companies around the globe identify, measure, and navigate their financial crime risks using tactical, sustainable and value-added solutions.

Our approach is to drive innovative financial crime consulting thinking and execution and to help organisations shift the narrative from assessing financial crime risk to designing, building, implementing and effectively running financial crime consulting operations.

Our experts help organisations like yours:

  • Develop and implement enhanced business processes related to AML fraud, OFAC and sanctions, market abuse and trade surveillance and AB&C.
  • Leverage technology, innovation and data to reduce costs, adhere to regulatory requirements and address evolving client challenges.

Featured insights


Bernadine Reese
Bernadine is a Managing Director within our Financial Services Industry (FSI) Regulatory practice in the UK. Prior to joining Protiviti ten years ago, Bernadine was a Director in KPMG’s Regulatory Services practice. A chartered accountant by training, Bernadine has over ...
Christine Reisman
Christine is a Managing Director and Solution Lead within Protiviti's Risk & Compliance practice. Christine focuses on regulatory compliance matters for Financial Services Institutions specialising in the payments industry. Christine has subject matter expertise in ...