Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Blogs May 3, 2022 Temporary Permissions CASS Audit Preparation for Firms that are Newly Authorised or Waiting for their Permissions Introduced in July 2018, the temporary permissions regime (TPR) enabled relevant EEA firms that were passporting into the UK when the transition period ended to continue operating temporarily in the UK. In 2021, the FCA started accepting applications for the Part IV Permission so that the firms can become… Podcast November 16, 2021 Podcast | Future of ESG In this episode, Paul Middleton, Managing Director at Protiviti, interviews Leon Kamhi, the executive director and head of Responsibility at Federated Hermes. Paul and Leon consider the evolving ESG landscape and what the future of ESG looks like for businesses. Listen to this podcast to learn about the steps organisations must take to transform their ESG processes, the regulatory challenges… Blogs May 30, 2021 Collaboration Forum Series 5: Building a brighter future (Week-6) The Future of Technology – Are you Ready for the Tech Storm?Every day we are tempted by new technology to solve our business and personal challenges. The pace of technology innovation and creativity has never been so high, solving problems we don’t even know we have. How do we choose and embrace the right technology? How can technology shape our future success? What is the impact of choosing the… Video November 11, 2021 Microsoft Compliance Manager Roundtable Microsoft Compliance Manager is a feature in the Microsoft 365 compliance centre that helps you manage your organisation’s compliance requirements with greater ease and convenience. Many customers have this as part of their license entitlement for M365 without maximising its capabilities. Area of discussion include: Managing the increased challenges of risk and compliance Leveraging… Podcast April 26, 2021 Podcast: Future of Compliance - Adapting to Technological Paces As costs for risk functions continue to increase, it is crucial to both reduce manual tasks and innovate processes through technological tools as well as an expanded skillset. In this episode of Protiviti’s Powerful Insight’s “Future of Compliance” podcast series, Protiviti Risk and Compliance Managing Director, Vicki Alexander speaks with Nishant Desai, the Chief Compliance Officer of… Flash Report April 28, 2022 Protecting your organisation from insider threats in a changing world Cybersecurity threats are growing exponentially as companies introduce an increasing number of Internet of Things (IoT) devices into operations and collect and store an ever- escalating amount of data. This technology and data sprawl is providing bad actors with more entry points into networks and systems. Too often, organisations have failed to make commensurate investments in data protection,… Newsletter October 9, 2025 Industry Insights - Consumer Products & Retail This month’s edition highlights the insights shaping today’s risk and innovation landscape. From Protiviti and NC State’s annual Top Risks Survey to our latest AI Pulse Survey, explore how organisations are advancing AI integration and driving industry transformation. Whitepaper August 20, 2021 Prepare for Changes as Biden Administration Sets Sight on ESG - Top of Mind Compliance Issues for 2021 It’s been fewer than two decades since the term ESG, or Environmental, Social and Corporate Governance, was coined in a landmark report commissioned by the United Nations. ESG has become a hot topic for politicians and regulators, as events like natural disasters and protests on racial and social inequity have led to public calls to action for fundamental changes to the way society interacts with… Newsletter September 2, 2025 Reimagining a New COO-Board Dynamic Explore the new COO board dynamic: insights on evolving COO roles, shifting board expectations, and strategic transformation in today’s fast-changing landscape. Newsletter April 8, 2024 A Call to Action for Boards The inaugural Global Board Governance Survey conducted by Protiviti, BoardProspects and Broadridge — a study believed to be the first of its kind — summarises the views of more than 1,000 directors and C-suite executives worldwide on the role and effectiveness of the board. It provides insights regarding the board’s priorities and performance as well as the differing perspectives of directors and… Load More