Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Whitepaper June 27, 2023 What Role Should Compliance Play in ESG? By Bernadine Reese and Jackie Sanz Regulators and many other stakeholders are intently focused on how financial institutions address environmental, social and governance (ESG) matters. Within financial institutions, boards of directors, executive management and much of the C-suite are weighing in on the ESG strategy and approach. Chief compliance officers (CCOs), though, have been remarkedly… Blogs June 10, 2020 CASS in the Regulatory Spotlight Small and medium size firms face greater regulatory scrutiny of their client asset arrangements as COVID-19 causes the economy to slow. Firms need to prepare now. The Client Assets Sourcebook (CASS) rules are designed to protect the cash and assets of clients from the potential insolvency of the financial institution (banks, custodian, investment bank, brokers or insurer) that hold… Client Story August 21, 2024 Organisational Change Drives Settlement Administration Success The client completed their court approved phase of the settlement administration, while improving its internal processes and developing a culture dedicated to continuous improvement. Whitepaper October 16, 2023 The Regulators Are Optimising Their Use of Data. Are You? Can financial institutions manage effectively in a world where issues and breaches are known to regulators before the chief compliance officer or anyone else in the organisation even learns about them? Whitepaper February 26, 2021 Compliance Insights - February 2021 Your monthly compliance news roundup Whitepaper February 16, 2021 Compliance Insights - January 2021 Your monthly compliance news roundup Newsletter November 13, 2024 A Director’s Road Map for Effective AI Implementation Almost every organisation around the world is trying to figure out what artificial intelligence (AI) offers and how to deploy it to move the business forward. A road map can help directors engage more effectively in these strategic conversations. With the emergence of generative AI (GenAI), organisations all over the globe are taking a close look at the tremendous promise AI offers in… Blogs May 21, 2021 Collaboration Forum Series 5: Building a brighter future (Week-5) The future of sustainability & ESG: a business imperative or just good practice? Over the last year, many businesses have needed to prioritise survivability over sustainability. The pandemic has amplified ESG awareness and expectations. Investors, shareholders, clients and employees are demanding ESG authenticity and action. What is your company doing today? What do you need to do… Blogs May 9, 2021 Collaboration Forum Series 5: Building a brighter future (Week-3) How will the healthcare industry evolve to meet the demands of a post-pandemic society? Our healthcare systems have been under strain like never before and our reliance on them is greater than ever. Yet, with challenge has come resilience, progress and achievement. How has the industry evolved in the last 12 months and what can your workplace learn from this? What have been the advances… Blogs May 16, 2021 Collaboration Forum Series 5: Building a brighter future (Week-4) The future of our collective success: the inclusion imperative Our future business and societal success demand us to be different: to think and act differently. How can we achieve this if we continue to surround ourselves with people who look and think like us? Is the ethical imperative for UK plc to create workplaces that offer greater opportunity for those groups most hurt by the… Load More
