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Review of Microsoft 365 Capabilities for Records Management and the ICA Guidelines and Functional Requirements for Electronic Document and Records Management Systems
Leveraging Microsoft 365 and SharePoint Online as an organisation’s primary electronic document and records management system (EDRMS) provides the ability to effectively fulfill compliance an
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Un monde plus risqué que jamais pour les entreprises d’aujourd’hui
Les risques pour les entreprises sont aujourd'hui plus importants que jamais. Nous savons dorénavant que l'impensable peut se produire et qu’il doit être anticipé.
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Jackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of smaller firms in the asset management industry, where innovation and access to compliance networks are of importance in the management of risk.
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Collaboration: The key to better management of cybercrime and financial crime
By Carol Beaumier and Bernadine Reese
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Expectations are that the financial services industry will experience a more challenging regulatory environment under the Biden administration than under the former administration[1]. Those who have been tapped to lead the various regulatory agencies – and even those thought to be in contention for key agency roles
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In this episode, Jackie Sanz –Managing Director leading Protiviti’s Canadian Risk and Compliance solution., interviews Vlad Tasevski –Chief Operating Officer and Head of Product at Purpose Investments, and Elliot Johnson – Chief Investment Officer and Chief Operatating Officer at Evolve ETFs. Jackie, Vlad and Elliot discuss the current and future state of cryptocurrency.
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Covid-19, the economy, racial equity and climate. These are what the Biden-Harris transition team initially identified as the priorities of its administration. Since President Biden took office, other pressing issues such as immigration, cyber defense, and the U.S.’s exit from Afghanistan have been added to the list.
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The big picture: The increasing complexity of the legal and regulatory landscape is challenging the board’s fiduciary duties. Emerging trends ushering in a call for fairness and transparency should be of paramount importance to directors. Boardroom agendas cover an array of topics but no matter the issue, there are important underpinnings to board oversight and governance.
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Introduction
Corporate boards and executive leaders are waking up to a new world with the disconcerting realisation that they don’t know what they don’t know about their supply chains.
This lack of transparency marks a pivotal and pervasive challenge to the board’s strategic oversight and governance of supply chain ri
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Christine Halvorsen, Protiviti's U.S. Risk and Compliance lead, talks with Lynn Haaland, Chief Compliance, Ethics & Privacy Officer at Zoom Video Communications about the Risk and Compliance at the speed of modern business.
