Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Podcast April 1, 2020 Podcast: GRC Technology Global Perspective We’re producing a series of podcasts on GRC programmes and technologies, obtaining perspectives from Protiviti leaders and subject-matter experts around the world on GRC drivers, innovations and challenges in their markets. This episode features conversation with Scott Wisniewski, a managing director and leader with Protiviti’s Software Solutions group. Scott offers his thoughts and perspectives… Survey March 30, 2021 The Next-Generation Internal Audit Journey Needs to Begin Now Assessing the North American Results of Protiviti’s 2021 Next-Generation Internal Audit Survey Every Journey Begins With the First Step A global pandemic caused by a rare airborne virus that continues to affect organisations in different ways around the world … a growing number of stakeholders in organisations with whom internal audit needs to partner … digital transformation and innovation… Whitepaper February 24, 2021 The AML Act of 2020 - Top of Mind Compliance Issues for 2021 What to Expect and When The main headline about the Anti-Money Laundering Act of 2020 (AML Act) has been that the United States finally moved to address a long-standing gap in its anti-money laundering (AML) regime by establishing a national registry of beneficial owners. Not reading beyond that headline, however, would be a mistake because the AML Act includes many other provisions that, taken… Whitepaper February 26, 2021 Compliance Insights - February 2021 Your monthly compliance news roundup Whitepaper February 16, 2021 Compliance Insights - January 2021 Your monthly compliance news roundup Flash Report July 20, 2021 Proposed U.S. Interagency Guidance on Third-Party Relationships: Leveling the Playing Field for Third-Party Risk Management Requirements On July 13, 2021, the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) released a joint request for comment to their Proposed Interagency Guidance on Third-Party Relationships: Risk Management. The agencies have issued this proposed guidance in response to industry feedback requesting alignment among the agencies… Newsletter July 29, 2020 Compliance Insights - July 2020 In your monthly compliance news roundup, you will read about: Implications of Class Action Suit Alleging Misleading Autopay Options Recapping Regulatory Responses to COVID-19 DOJ Updates Guidance on Evaluating Corporate Compliance Programmes Regulators Aim to Provide Financial Institutions Clear Guidance and Improve Compliance Newsletter August 26, 2020 Compliance Insights - August 2020 Your monthly compliance news roundup CFPB Issues Interim Final Rule to Amend Regulation X Offering Relief to Consumers In light of the ongoing COVID-19 pandemic, the Consumer Financial Protection Bureau (CFPB) has issued an interim rule permitting mortgage servicers to offer new loss mitigation options following the evaluation of an incomplete loss mitigation application. In… Newsletter October 29, 2020 Compliance Insights - October 2020 Your monthly compliance news roundup Protecting Institutions Against PPP Fraud On September 10, 2020, Brian Rabbitt, acting assistant attorney general in the U.S. Department of Justice (DOJ), provided a status update on the department’s efforts to combat Paycheck Protection Programme (PPP) fraud. According to Rabbitt, the DOJ has filed charges against 57 individuals for fraudulently… Flash Report May 4, 2020 Treasury Department Continues to Issue Guidelines for Small Business Paycheck Protection Program The Coronavirus Aid, Relief, and Economic Security (CARES) Act that was signed into law on March 27, 2020, offers a lifeline to small businesses and sole proprietors (generally those with 500 or fewer employees) in the form of the Paycheck Protection Programme (PPP) administered by the U.S. Small Business Administration (SBA). This programme initially authorized $349 billion in… Load More
