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  • Video

    October 25, 2021
    End-User Developed Applications (EUDAs): Still hiding in the organisation’s shadow?
    In this roundtable, we covered the key EUDA risks to consider, discussed how to manage these risks to ensure better governance and compliance. Other areas of discussion were: Establishing an EUDA control framework Consideration of managing EUDA risks for newer low code technology such as Power BI, PowerApps and Power Virtual Agent Leveraging technology to monitor and manage EUDA risks…

  • Newsletter

    August 7, 2024
    10 Questions to Increase Your Strategic Impact as a Board Member
    The role of corporate directors is to be trusted advisers to the CEO consistent with their duty of care and to exercise oversight on the shareholders’ behalf. To confirm they are fulfilling this role, directors need to periodically self-assess their boardroom performance. To facilitate this self-assessment, this issue of Board Perspectives offers 10 questions that directors should ask themselves:…

  • Newsletter

    February 11, 2026
    Key Topics for the Board’s Agenda in 2026
    Set an effective board agenda for 2026, focusing on AI oversight, risk management, and strategic execution to enhance governance amid evolving challenges.

  • Client Story

    June 16, 2023
    Leading CRM Provider Improves Configuration Checks on AWS Resources to Comply with HIPAA Framework
    A globally-recognized CRM provider engaged Protiviti to assist them in determining methods to better protect customer data while complying with each customer's unique regulatory requirements. The client needed an efficient method to perform configuration checks on AWS resources to ensure it would remain compliant with the HIPAA framework so that it could grow its footprint in the healthcare…

  • Podcast

    December 4, 2023
    Podcast ǀ A Recipe for Excellence in the Business of Law
    “Technology will help us be better stewards of managing risk by leveraging data to tell a story… It allows businesses to see actual data and say, “Wow, if we partner with legal in a different proactive way, we can avoid some of these costs.” -Mark Smolik, General CounselMark Smolik, Chief Legal Officer for DHL Supply Chain in the Americas, is no stranger to the demands placed on today’s corporate…

  • Podcast

    August 30, 2021
    Podcast - Future of Transaction Monitoring: Chasing The Holy Grail
    The current and future state of suspicious activity monitoring and reporting is being transformed by technology and the use of data, analytics and robotics. In this episode, Mark Highton – Managing Director leading Protiviti’s Financial Crimes Consulting practice, interviews Vishal Ranjane - Head of Global AML Strategies, Solutions and Transformation at TD Bank, and Seth Twery - VP of Client…

  • Whitepaper

    January 31, 2024
    2024: Global Sanctions Outlook for Financial Institutions
    KYC took on added significance in the sanctions world in 2023. No, not Know Your Customer, though that certainly remains important. Know Your Cargo became a new mantra for sanctions practitioners and there is every indication it will continue to be heard throughout 2024. But growing geopolitical tensions and national security concerns mean that trade-related sanctions will not be the only area of…

  • Blogs

    April 14, 2025
    The FCA's strategy for 2025-2030 is here
    With governments around the world looking to promote the growth of their economies, financial services regulators in the US, Europe and elsewhere are looking at ways to support growth by encouraging greater innovation, bolstering competitiveness and reducing “burdensome” regulation. Today, it was the FCA’s chance to let us know how it plans to address this challenge as it published its strategy…

  • Blogs

    March 3, 2023
    How should payment firms react to the FCA "Dear CEO" letter on Consumer Duty?
    On 21 February 2023, the Financial Conduct Authority (FCA) issued a letter to the Chief Executives of payments and e-money firms setting out the key focus areas and challenges ahead of the Consumer Duty implementation deadline of 31st July 2023.

  • Blogs

    April 14, 2025
    FCA Strategy 2025-2030: how to become a "smarter regulator"
    The FCA has set out four priority areas in its 2025-2030 Strategy. Here we explain the first one – becoming a “smarter regulator”, and what it could mean for regulated firms.
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