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December 19, 2023

Top-of-Mind Compliance Issues for Financial Institutions in 2024

Discover crucial insights on compliance issues for financial institutions in 2024. From AI to ESG, navigate the evolving landscape with our comprehensive guide.
Video

November 1, 2023

Video | Financial Institution Optimises Customer Relationship Value through AI and Innovative Data Approach

A financial institution needed to effectively assign its relationship managers to optimise service, balance resource workloads and maximise revenue. We helped them develop a graph data structure and algorithms in the Microsoft Azure environment to organise and analyse nested banking customer relationships.This reduced daily data processing time by nearly 96% and automated more than 90% of client…
Research Guide

November 25, 2024

FAQ Guide on the Use of AI for Financial Crime Compliance

Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of suspicious activity. As much as companies have worked to improve their detection capabilities given their compliance obligations, their desire to protect their reputations and their understanding, as corporate citizens, of the impact of financial crime on…
Podcast

April 17, 2025

Responding to Tariffs: Achieving Financial and Operational Agility in a Volatile Regulatory Environment – with Kerry Buchar and Lucas Manganaro

Tariffs are dominating agendas and discussions in boardrooms, C suites and more as organisations try to figure out their impact on their products, services, supply chains, customer relationships and much more. In this episode, Protiviti managing directors Kerry Buchar and Lucas Manganaro discuss these and other effects and how organisations can address them timely and effectively.
Blogs

May 25, 2022

Non-Financial Risk Management: Regulatory fines, warnings and investigations persist across non-financial risks

Whilst many banks have embedded management of traditional financial risks such as credit and market, CROs and CCOs are under increasing pressure to address known and emerging non-financial risks. Pressure is further exacerbated by shrinking budgets and increasing costs of managing expanding control stacks, as well as remediation programmes driven by risk and control self-assessment (RCSA) blind…
Whitepaper

March 15, 2022

10 Actions Financial Institutions Should Take to Address the Russian and Belarussian Sanctions

An unprecedented wave of sanctions and export controls against Russia, and to a lesser extent Belarus, requires financial institutions from the West and other allied countries to take immediate steps to understand the impact of the complex requirements and ensure compliance.
Whitepaper

March 22, 2022

More Than Just Sanctions: How Financial Institutions Are Impacted by the Russian-Belarussian Sanctions

Financial institutions face significant legal, regulatory, operational and reputation risks related to their implementation of the Russian-Belarussian sanctions and the world events that have led to these sanctions. These risks have implications across the financial crime compliance programme and, more broadly, the entire organisation. Not all financial institutions will face the same challenges…
Whitepaper

November 18, 2022

Navigating the Intersection of ESG and Money Laundering: How Financial Institutions Can Prevent Environmental Crime

Environmental protection laws have been in place in many countries for more than 50 years.1,2 The United Nations Environment Programme (UNEP) and the International Criminal Police Organisation (Interpol) have highlighted the rise of environmental crime, its links to bribery and corruption, and its devastating impact on environments globally.3 But despite the strong connection to money laundering…
Whitepaper

August 5, 2022

Financial Crime Compliance Service Offerings

With the increase of regulatory scrutiny and dynamic business environments in relation to financial crime issues, financial institutions are realising the importance of implementing, maintaining, and optimising a robust FCC programme. Today’s environment offers unprecedented challenges managing financial crime risks, and firms are being tested on their ability to respond timely and appropriately…
Insights paper

November 8, 2024

Understanding the Impact of the EU AI Act: A Primer for Financial Institutions

Navigate the EU AI Act's impact on finance with our strategic guide to compliance and ethical AI use.

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