Regulation | Protiviti Canada

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Regulation Collection

Organisations face an increasingly complex risk landscape driven by financial crime, fraud, evolving regulatory expectations, cyber threats, operational disruptions, and heightened stakeholder scrutiny. To stay ahead, leaders must strengthen governance, modernise risk and compliance capabilities, build resilient operations, and make informed decisions in an environment of constant change.

Protiviti's Regulatory Insights Collection brings together research, thought leadership, and practical guidance from our on anti-money laundering (AML), financial crime compliance, risk management, regulatory compliance, governance, operational resilience, and emerging risk.

Explore insights designed to help organisations enhance compliance programs, manage risk more effectively, navigate regulatory complexity, and build trust with regulators, customers, and stakeholders.

Regulation Collection

What matters most right now in regulation and compliance?

PODCAST July 10, 2026

Risky Women Podcast | Navigating 2026 Compliance Priorities: A Mid-year Reality Check

Welcome back to Risky Women Radio, near the midpoint of 2026. If you’ve spent the last few months celebrating whispered promises of regulatory ...

INSIGHTS PAPER May 7, 2026

The Model Has Changed — How Banking Organisations Should Respond

Explore model risk management regulatory guidance from the 2026 update, emphasizing principles-based oversight for evolving banking organizations.

PODCAST April 17, 2026

Risky Women Radio | Back to Basics in a Deepfake World With Jean Chung

Welcome to Risky Women Radio, the podcast that spotlights the bold, brilliant women leading change across risk, compliance and governance. In an era...

WHITEPAPER March 31, 2026

SIFMA’s Quantum Dawn VIII After-Action Report

Financial institutions are operating in an environment where severe weather, cyber threats, third-party failures, and infrastructure disruption...

PODCAST July 10, 2026

Risky Women Podcast | Navigating 2026 Compliance Priorities: A Mid-year Reality Check

Welcome back to Risky Women Radio, near the midpoint of 2026. If you’ve spent the last few months celebrating whispered promises of regulatory ...

INSIGHTS PAPER May 7, 2026

The Model Has Changed — How Banking Organisations Should Respond

Explore model risk management regulatory guidance from the 2026 update, emphasizing principles-based oversight for evolving banking organizations.

PODCAST April 17, 2026

Risky Women Radio | Back to Basics in a Deepfake World With Jean Chung

Welcome to Risky Women Radio, the podcast that spotlights the bold, brilliant women leading change across risk, compliance and governance. In an era...

WHITEPAPER March 31, 2026

SIFMA’s Quantum Dawn VIII After-Action Report

Financial institutions are operating in an environment where severe weather, cyber threats, third-party failures, and infrastructure disruption...

What are risk and compliance leaders focused on today?

NEWSLETTER August 13, 2026

AI in the Boardroom: 10 Questions … and Answers

Explore AI Governance for Boards with practical answers to 10 critical questions on oversight, risk, ROI and governance to help directors lead AI...

INSIGHTS PAPER August 6, 2026

ASU 2024-03 (DISE): An Important SEC Disclosure Change with Enterprisewide Implications

Understand SEC disclosure requirements under ASU 2024-03 DISE and learn how finance leaders can strengthen reporting, controls, and data readiness.

NEWSLETTER July 10, 2026

The talent advantage: Does your organisation have it?

Gain a talent advantage by aligning workforce strategy with business goals. Learn six board-level expectations for building a future-ready workforce.

RESEARCH GUIDE April 29, 2026

Guide to AI Governance – Frequently Asked Questions

Learn more about AI governance frameworks, risks, ROI, compliance and enterprise strategy. Explore key insights in this AI Governance FAQs guide for...

NEWSLETTER August 13, 2026

AI in the Boardroom: 10 Questions … and Answers

Explore AI Governance for Boards with practical answers to 10 critical questions on oversight, risk, ROI and governance to help directors lead AI...

INSIGHTS PAPER August 6, 2026

ASU 2024-03 (DISE): An Important SEC Disclosure Change with Enterprisewide Implications

Understand SEC disclosure requirements under ASU 2024-03 DISE and learn how finance leaders can strengthen reporting, controls, and data readiness.

NEWSLETTER July 10, 2026

The talent advantage: Does your organisation have it?

Gain a talent advantage by aligning workforce strategy with business goals. Learn six board-level expectations for building a future-ready workforce.

RESEARCH GUIDE April 29, 2026

Guide to AI Governance – Frequently Asked Questions

Learn more about AI governance frameworks, risks, ROI, compliance and enterprise strategy. Explore key insights in this AI Governance FAQs guide for...

Practical guidance for risk, compliance and resilience

Guide to Public Company Transformation: Frequently Asked Questions

A guide to public company readiness, helping organisations prepare for the governance, operational and regulatory demands of going public.

Guide to AI Governance – Frequently Asked Questions

A practical guide to AI governance, helping leaders address risk, accountability, compliance and value creation as AI adoption expands across the enterprise.

FAQ Guide on the Use of AI for Financial Crime Compliance

A practical guide to AI in financial crime compliance, helping organisations improve detection, address risk and navigate evolving regulatory requirements.

Guide to business continuity & resilience

A practical guide to business continuity management, helping organisations strengthen resilience, mitigate disruptions and maintain operations amid evolving risks.

Explore additional thinking on risk and compliance

Where fraud meets compliance: Building a stronger line of defense

WHITEPAPER

Building a resilient, future-ready online-safety compliance function

INSIGHTS PAPER

Risky Women Radio | Back to Basics in a Deepfake World With Jean Chung

PODCAST

CMMC Phase II Suspension: Facts vs. Fiction

INSIGHTS PAPER

COSO’s guiding principles for board oversight: Why directors should care

NEWSLETTER

Near-Term Risk Outlook: Directors vs. Management

NEWSLETTER

AI Oversight: A Board Governance Imperative

NEWSLETTER

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Protiviti leaders and subject-matter experts from around the world provide insights on key issues facing organisations in our dynamic, challenging and competitive global business climate. Our world-class internal audit and risk assessment experience provides a wealth of information and data to help you meet future challenges.

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Finance & Operations

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The role of finance and operation executives is evolving to keep pace with the changing demands of customers and technology. Our finance and operations collection compiles global perspectives to help leaders become a forward-thinking, strategic partner to the business.

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Financial Services Industry

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Technology is rapidly evolving and digital adoption accelerating. Regulatory obligations are increasing in scope, rigor and complexity. Global events continue to challenge business, exacerbating existing and exposing new risks. Organisations across the financial services industry are facing demanding customer expectations to…

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