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What Role Should Compliance Play in ESG?The big picture: Compliance plays an important role in the governance and oversight structures of a financial institution. As with other regulated activities of an institution, compliance teams should have a seat at the table when implementing ESG initiatives.
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“Outsourcing and other third-party relationships can bring multiple benefits to FIs, including: enhanced operational resilience; faster and more tailored financial products and services; cost reduction; greater innovation; and improved internal processes.
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30 September 2020
In our second webinar under the Protiviti-IIA Joint Webinar Forum 2020 series, a line-up of eminent panelists shared their insights around key concerns and considerations pertaining to corporate fraud management and the interplay between various stakeholders whilst tackling the menace of fraud.
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by Abhishek RoyServicers in lending organisations are challenged with navigating economic headwinds that are pushing delinquency- and default-rate projections higher.
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What you should know: In his first executive order on artificial intelligence, President Biden is directing various federal agencies to identify the risks of the technology as well as harness the benefits.Why it matters: Regulatory and legislative changes are coming, so it's important to watch the details.
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Historically, approach towards managing the fraud risk in an organization has been reactive; however, with the increase in the incidence of fraud (due to the pandemic, and in general), the boards of the companies are now more pro-active in discussing and implementing measures to manage the fraud risk for their organization.
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On Tuesday, June 6, 2023, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) issued the “Interagency Guidance on Third-Party Relationships: Risk Manage
