Board members and executives in Financial Services organizations have ranked their top risks for 2014. Read more here
Financial Services organizations face a dynamic regulatory landscape that will define the ways they innovate, manage risk and succeed over the next decade.
Global organizations have the added complexity of working across regulatory differences between countries. In these uncertain times, organizations with strong risk management and an enterprisewide view of compliance will have an advantage because they will be better able to adapt to and manage changing regulations, causing less disruption to their business operations. Success in this area requires good information and effective risk models for your business and the market. Our risk and compliance professionals have worked with financial services clients around the world. We can help you evaluate and improve your existing risk management efforts. Our professionals create regulatory compliance solutions that align with your business strategy and risk profile. Our multidisciplinary team can ensure your technology infrastructure is supporting your objectives. We also can implement software and controls to improve performance and efficiency.
We can help you in the following areas:
- Asset Management
- Broker Dealer
- Private Equity
- Real Estate
- Specialty Financial Services
Flash Report: August 27, 2012 - OCC Issues Request for Comment on Annual Stress Test Reporting Requirements for Covered Institutions with Consolidated Assets of $50 Billion or More (PDF)
Flash Report: August 9, 2012 - Basel Committee Issues Revised Supervisory Guidance on Assessing the Effectiveness of Internal Audit Functions (PDF)
Flash Report: July 9, 2012 - Basel Committee Seeks Comments on Risk Data Aggregation and Risk Reporting (PDF)
Flash Report: May 21 2012 - Final Stress Testing Guidance for Large Financial Institutions (PDF)
Flash Report: April 12, 2012 - Lessons Learned from an AML Enforcement Action (PDF)